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TERRI FOGARTY RUMANS
TERRI RAYE FOGARTY, TERRI F RUMANS
CRD#: 2574833
IA
Investment Adviser
B
Broker
WILMINGTON TRUST INVESTMENT ADVISORS, INC.CRD#: 106909 WILMINGTON TRUST CENTER
1100 NORTH MARKET STREET
WILMINGTON, DE 19890-0001
M&T SECURITIES, INC.CRD#: 17358 180 South Clinton Ave
Rochester, NY 14604
Registration History
199619982000200220042006200820102012201420162018202020222024IAWILMINGTON TRUST INVESTMENT AD... (CRD# 106909)2023 - Present (1 year)BM&T SECURITIES, INC. (CRD# 17358)2015 - Present (9 years)BPEOPLE'S SECURITIES, INC. (CRD# 13704)2022 - 2023 (<1 year)BHSBC SECURITIES (USA) INC. (CRD# 19585)2014 - 2014 (<1 year)BSAGE, RUTTY & CO., INC. (CRD# 3254)2007 - 2013 (6 years)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)2003 - 2006 (2 years)BESL INVESTMENT SERVICES, LLC (CRD# 139176)2006 - 2006 (<1 year)BLIFEMARK SECURITIES CORP. (CRD# 16204)1995 - 2003 (8 years)IAM&T SECURITIES, INC. (CRD# 17358)2020 - 2021 (1 year)
License(s)

State Registrations

B
California 3/28/2023

B
New Hampshire 3/28/2023

B
Colorado 3/28/2023

B
New Jersey 3/28/2023

B
Connecticut 3/28/2023

B
New York 1/7/2015

B
Delaware 3/28/2023

B
North Carolina 3/28/2023

B
District of Columbia 3/28/2023

B
Ohio 3/28/2023

B
Florida 3/28/2023

B
Pennsylvania 3/28/2023

B
Georgia 3/28/2023

B
Puerto Rico 3/28/2023

B
Indiana 3/28/2023

B
Rhode Island 3/28/2023

B
Maine 3/28/2023

B
Texas 3/28/2023

B
Maryland 6/29/2020

B
Vermont 3/28/2023

IA
Maryland 4/27/2023

B
Virginia 3/28/2023

B
Massachusetts 3/28/2023

B
Washington 3/28/2023

B
Nevada 3/28/2023

B
West Virginia 3/28/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WILMINGTON TRUST INVESTMENT ADVISORS, INC. (CRD#:106909)
WILMINGTON TRUST CENTER 1100 NORTH MARKET STREET, WILMINGTON, DE 19890-0001
Registered with this firm since 4/27/2023

B
M&T SECURITIES, INC. (CRD#:17358)
180 South Clinton Ave, Rochester, NY 14604
Webster, NY
Registered with this firm since 1/7/2015

Previous Registration(s)
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08/26/2022 - 02/03/2023 PEOPLE'S SECURITIES, INC. (CRD#:13704) BRIDGEPORT, CT
IA
06/29/2020 - 12/23/2021 M&T SECURITIES, INC. (CRD#:17358) BUFFALO, NY
B
04/30/2014 - 12/12/2014 HSBC SECURITIES (USA) INC. (CRD#:19585) DEPEW, NY
B
02/22/2007 - 12/20/2013 SAGE, RUTTY & CO., INC. (CRD#:3254) ROCHESTER, NY
B
12/18/2003 - 08/23/2006 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) ROCHESTER, NY
B
07/21/2006 - 08/15/2006 ESL INVESTMENT SERVICES, LLC (CRD#:139176) ROCHESTER, NY
B
06/29/1995 - 12/18/2003 LIFEMARK SECURITIES CORP. (CRD#:16204) ROCHESTER, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.