Individual Firm
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Robert T. Ventour
ROBERT TIMOTHY VENTOUR, Robert T Ventour, Robert Ventour
CRD#: 2573739
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 2750 CARPENTER RD
STE 7
ANN ARBOR, MI 48108
STE 7
ANN ARBOR, MI 48108
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 2750 CARPENTER RD
STE 7
ANN ARBOR, MI 48108
STE 7
ANN ARBOR, MI 48108
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11/5/2019
Employment Separation After Allegations
State Registrations
B
Arizona 2/10/2022
B
Ohio 3/4/2024
B
Florida 3/5/2024
B
Tennessee 3/5/2024
B
Georgia 3/6/2024
B
Texas 4/2/2024
IA
Michigan 2/12/2020
IA
Texas 4/2/2024
B
Michigan 2/19/2020
SRO Registrations
B
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IA
Registered with this firm since 2/12/2020
B
Registered with this firm since 2/14/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/12/2018 - 11/05/2019 | Ypsilanti, MI | |
B | 10/12/2018 - 11/05/2019 | Ypsilanti, MI | |
IA | 09/14/2017 - 10/15/2018 | Ypsilanti, MI | |
B | 09/15/2017 - 10/15/2018 | Ypsilanti, MI | |
IA | 08/17/2016 - 08/01/2017 | Novi, MI | |
B | 06/08/2016 - 08/01/2017 | Novi, MI | |
B | 11/26/2014 - 05/20/2016 | Ypsilanti, MI | |
B | 04/19/2012 - 12/31/2012 | FARMINGTON HILLS, MI | |
B | 03/21/2007 - 10/14/2009 | ANN ARBOR, MI | |
B | 03/21/2007 - 05/22/2007 | ANN ARBOR, MI | |
B | 09/28/2005 - 03/22/2007 | LIVONIA, MI | |
B | 05/11/2001 - 04/13/2005 | FORT MILL, SC | |
B | 12/22/1995 - 05/18/2001 | SPRINGFIELD, MA | |
B | 12/22/1995 - 05/18/2001 | NEW YORK, NY |
Ypsilanti, MI
10/12/2018 - 11/05/2019
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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