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AURAILLA MAE GUST
AURI MAE GUST, AURI MAE HILL, AURI MAE SPENCER, Aurailla Spencer
CRD#: 2573707
IA
B
ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 777 108th Ave NE
#1600
Bellevue, WA 98004
#1600
Bellevue, WA 98004
0
Disclosures
30
Years of Experience
View By:
State Registrations
B
Arizona 7/14/2017
B
Oregon 7/14/2017
B
California 7/14/2017
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Texas 7/14/2017
B
Colorado 1/19/2022
B
Texas 1/24/2024
B
Florida 7/27/2022
B
Washington 7/14/2017
B
Idaho 5/8/2024
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Washington 7/14/2017
B
North Carolina 12/17/2021
SRO Registrations
B
B
B
B
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Registered with this firm since 7/14/2017
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Registered with this firm since 7/14/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/09/2006 - 07/24/2017 | BELLEVUE, WA | |
B | 11/09/2006 - 07/24/2017 | BELLEVUE, WA | |
IA | 01/10/2000 - 11/10/2006 | BELLEVUE, WA | |
B | 12/14/1999 - 11/10/2006 | BELLEVUE, WA | |
B | 09/22/1999 - 12/16/1999 | SAN FRANCISCO, CA | |
B | 12/21/1995 - 09/21/1999 | SEATTLE, WA | |
B | 02/21/1995 - 12/21/1995 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.