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WAYNE RILEY MAYNARD
WAYNE R MAYNARD
CRD#: 2573542
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2100 ROSS AVE
DALLAS, TX 75201
Registration History
19952000200520102015202020252 FIRMS1995 - 2021 (26 years)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Arkansas 2/2/2024

B
Pennsylvania 10/25/2023

B
California 4/6/2022

IA
Pennsylvania 3/1/2024

B
Florida 4/6/2022

B
Texas 4/6/2022

B
Michigan 4/6/2022

IA
Texas 4/6/2022

B
North Carolina 4/6/2022

B
Wisconsin 4/6/2022

B
Oregon 12/15/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2100 ROSS AVE, DALLAS, TX 75201
INDIANA , PA
Registered with this firm since 4/6/2022

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2100 ROSS AVE, DALLAS, TX 75201
INDIANA , PA
Registered with this firm since 4/6/2022

Previous Registration(s)
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02/21/1995 - 03/02/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALLAS, TX
B
02/07/1995 - 03/02/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.