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DELANE LEANN DRAKE
DELANE L DRAKE, DELANE LEANN GRISHAM, DELANE LEANN HARNEY
CRD#: 2573459
IA
B
MORGAN STANLEYCRD#: 149777 3728 Maplewood
Wichita Falls, TX 76308
Wichita Falls, TX 76308
0
Disclosures
30
Years of Experience
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State Registrations
B
Alaska 10/8/2019
B
Ohio 3/1/2017
B
Arkansas 2/11/2016
B
Oklahoma 9/15/2015
B
Colorado 2/28/2017
B
Texas 9/15/2015
B
Georgia 5/21/2024
IA
Texas 1/29/2016
B
Illinois 9/19/2024
B
Virginia 2/14/2022
B
Maryland 5/19/2017
B
Washington 2/28/2017
B
North Carolina 2/5/2025
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 1/29/2016
B
Registered with this firm since 9/15/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/17/2006 - 09/28/2015 | WICHITA FALLS, TX | |
B | 08/22/2005 - 01/05/2006 | WICHITA FALLS, TX | |
B | 07/30/2001 - 08/05/2005 | ST. CLOUD, MN | |
B | 01/21/1995 - 07/30/2001 | GLEN ALLEN, VA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.