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Mary Cavanaugh-Marsh
MARY E CAVANAUGH, MARY ELIZABETH CAVANAUGH, MARY E CAVANAUGH-MARSH, MARY ELIZABETH CAVANAUGH-TRENTLER, MARY ELIZABETH MARSH…
CRD#: 2572899
IA
B
EDWARD JONESCRD#: 250 549 E PLAZA CIR SUITE B
LITCHFIELD PARK, AZ 85340
LITCHFIELD PARK, AZ 85340
0
Disclosures
30
Years of Experience
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State Registrations
B
Alabama 4/17/2009
B
Missouri 11/17/2011
B
Arizona 4/17/2009
B
Nebraska 5/12/2011
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Arizona 5/6/2009
B
Nevada 4/17/2009
B
California 4/17/2009
B
New Mexico 6/20/2017
B
Colorado 8/26/2011
B
New York 7/9/2012
B
Florida 4/17/2009
B
North Carolina 7/26/2013
B
Georgia 10/13/2020
B
Ohio 9/25/2012
B
Idaho 11/13/2017
B
Oregon 4/17/2009
B
Indiana 10/6/2022
B
Tennessee 12/8/2017
B
Iowa 9/20/2017
B
Texas 8/17/2011
B
Kentucky 7/27/2018
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Texas 12/6/2018
B
Maryland 4/17/2009
B
Washington 4/17/2009
B
Massachusetts 7/25/2013
B
Wisconsin 5/16/2022
SRO Registrations
B
B
B
B
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Registered with this firm since 5/6/2009
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Registered with this firm since 4/17/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/19/2003 - 04/21/2009 | SURPRISE, AZ | |
B | 06/18/2001 - 04/21/2009 | SURPRISE, AZ | |
B | 01/20/1995 - 06/21/2001 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.