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Detailed Report
STEVE KENT RUMSEY
STEVE K RUMSEY
CRD#: 2572676
IA
Investment Adviser
OPTIMUS ADVISORY GROUPCRD#: 111239 100 S MULBERRY ST
SUITE 202
DICKSON, TN 37055
Registration History
2008201020122014201620182020202220242026IAOPTIMUS ADVISORY GROUP (CRD# 111239)2008 - Present (16 years)
License(s)

State Registrations

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California 7/9/2008
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Texas 6/2/2017
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Tennessee 10/27/2021
Current Registration(s)
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OPTIMUS ADVISORY GROUP (CRD#:111239)
100 S MULBERRY ST SUITE 202, DICKSON, TN 37055
Registered with this firm since 7/9/2008
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.