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Detailed Report
Sean David Ries
CRD#: 2572450
IA
Investment Adviser
B
Broker
INDEPENDENT FINANCIAL PARTNERSCRD#: 125112 6031 Wallace Road Ext
Suite 100
Wexford, PA 15090
IFP SECURITIES, LLCCRD#: 297287 6031 Wallace Road Ext
Suite 100
Wexford, PA 15090
Registration History
19952000200520102015202020252 FIRMS2024 - Present (<1 year)BGROVE POINT INVESTMENTS, LLC (CRD# 1763)2003 - 2024 (21 years)BVERAVEST INVESTMENTS, INC. (CRD# 3960)1994 - 2003 (8 years)IAGROVE POINT ADVISORS, LLC (CRD# 313171)2021 - 2024 (3 years)IAH. BECK, INC. (CRD# 1763)2003 - 2021 (18 years)IAVERAVEST INVESTMENT ADVISORS, INC. (CRD# 105796)2002 - 2003 (<1 year)
License(s)

State Registrations

IA
Alabama 5/3/2024
IA
New York 5/1/2024
IA
California 1/3/2025
B
North Carolina 5/7/2024
B
Colorado 5/1/2024
IA
North Carolina 5/7/2024
IA
Colorado 5/1/2024
B
Ohio 5/2/2024
B
Florida 5/1/2024
IA
Ohio 5/2/2024
IA
Florida 5/7/2024
IA
Oregon 5/3/2024
IA
Illinois 5/3/2024
B
Pennsylvania 5/1/2024
IA
Indiana 5/1/2024
IA
Pennsylvania 5/1/2024
B
Kentucky 5/1/2024
B
South Carolina 5/1/2024
IA
Kentucky 5/3/2024
IA
South Carolina 5/1/2024
IA
Maryland 5/8/2024
IA
Texas 5/1/2024
B
Massachusetts 5/1/2024
B
Utah 5/1/2024
IA
Massachusetts 5/15/2024
IA
Utah 5/1/2024
B
Minnesota 5/1/2024
IA
Virginia 5/1/2024
IA
Minnesota 5/1/2024
IA
Washington 11/6/2024
IA
Nevada 5/1/2024
B
West Virginia 5/1/2024
B
New York 5/1/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INDEPENDENT FINANCIAL PARTNERS (CRD#:125112)
6031 Wallace Road Ext Suite 100, Wexford, PA 15090
Registered with this firm since 5/1/2024
B
IFP SECURITIES, LLC (CRD#:297287)
6031 Wallace Road Ext Suite 100, Wexford, PA 15090
6031 Wallace Road Ext Suite 100, Wexford, PA 15090
Registered with this firm since 5/1/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/01/2021 - 05/03/2024 GROVE POINT ADVISORS, LLC (CRD#:313171) Wexford, PA
B
 03/03/2003 - 05/03/2024 GROVE POINT INVESTMENTS, LLC (CRD#:1763) WEXFORD, PA
IA
 03/03/2003 - 04/01/2021 H. BECK, INC. (CRD#:1763) WEXFORD, PA
IA
 05/22/2002 - 03/20/2003 VERAVEST INVESTMENT ADVISORS, INC. (CRD#:105796) PITTSBURGH, PA
B
 12/23/1994 - 03/06/2003 VERAVEST INVESTMENTS, INC. (CRD#:3960) WORCESTER, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.