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STEPHEN JOHN NIEZGODA
CRD#: 2570080
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 950 W University Dr.
Ste. 103
Rochester, MI 48307
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 950 W University Dr.
Ste. 103
Rochester, MI 48307
Registration History
19952000200520102015202020252 FIRMS2004 - 2010 (5 years)2 FIRMS2010 - 2018 (8 years)2 FIRMS2018 - Present (6 years)BCHARTER ONE SECURITIES, INC. (CRD# 13373)2004 - 2004 (<1 year)BMORGAN STANLEY DW INC. (CRD# 7556)1995 - 2003 (8 years)IAMORGAN STANLEY (CRD# 7556)2002 - 2003 (1 year)
License(s)

State Registrations

B
Florida 9/10/2020

B
Michigan 11/16/2018

B
Georgia 11/16/2018

IA
Michigan 11/16/2018

B
Iowa 11/16/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
950 W University Dr. Ste. 103, Rochester, MI 48307
Registered with this firm since 11/16/2018

B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
950 W University Dr. Ste. 103, Rochester, MI 48307
Registered with this firm since 11/16/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/28/2010 - 11/27/2018 LPL FINANCIAL LLC (CRD#:6413) DEARBORN, MI
B
04/30/2010 - 11/27/2018 LPL FINANCIAL LLC (CRD#:6413) DEARBORN, MI
IA
08/02/2004 - 05/03/2010 EDWARD JONES (CRD#:250) DEARBORN, MI
B
07/30/2004 - 05/03/2010 EDWARD JONES (CRD#:250) DEARBORN, MI
B
03/18/2004 - 06/23/2004 CHARTER ONE SECURITIES, INC. (CRD#:13373) CLEVELAND, OH
IA
09/05/2002 - 11/04/2003 MORGAN STANLEY (CRD#:7556) LAS VEGAS, NV
B
01/18/1995 - 11/04/2003 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.