Individual Firm
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WILLIAM THOMAS
BILL THOMAS III, WILLIAM JOHN THOMAS III
CRD#: 2570074
IA
B
WELLS FARGO ADVISORSCRD#: 11025 45 LYME RD STE 303
[SATELLITE]
HANOVER, NH 03755
[SATELLITE]
HANOVER, NH 03755
0
Disclosures
23
Years of Experience
View By:
State Registrations
B
Alaska 3/5/2021
B
Missouri 3/5/2021
B
Arizona 3/5/2021
B
New Hampshire 3/5/2021
B
California 3/5/2021
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New Hampshire 3/5/2021
B
Colorado 3/5/2021
B
New Jersey 3/5/2021
B
Connecticut 3/5/2021
B
New York 3/5/2021
B
District of Columbia 6/2/2022
B
North Carolina 3/5/2021
B
Florida 3/5/2021
B
Oregon 3/5/2021
B
Georgia 3/5/2021
B
Pennsylvania 6/20/2024
B
Idaho 11/12/2021
B
Rhode Island 3/5/2021
B
Maine 3/5/2021
B
Texas 3/5/2021
B
Maryland 3/5/2024
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Texas 3/5/2021
B
Massachusetts 3/5/2021
B
Vermont 3/5/2021
B
Michigan 4/24/2024
B
Virginia 3/5/2021
B
Minnesota 3/17/2021
B
Wisconsin 6/21/2023
SRO Registrations
B
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IA
Registered with this firm since 3/5/2021
B
Registered with this firm since 3/5/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/01/2008 - 03/05/2021 | LEBANON, NH | |
B | 01/01/2008 - 03/05/2021 | LEBANON, NH | |
B | 05/15/2003 - 01/03/2008 | LEBANON, NH | |
IA | 05/23/2003 - 01/01/2008 | LEBANON, NH | |
B | 03/08/1995 - 03/25/1996 | BOSTON, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.