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Detailed Report
Jason EUGENE Tarver
CRD#: 2569913
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1 COWBOYS WAY
FRISCO, TX 75034
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1996 - Present (29 years)
Disclosure(s)
View By:
12/30/2020
Customer Dispute
Settled
10/3/2002
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alabama 5/7/2019
B
Nebraska 2/14/2020
B
Arizona 1/26/1999
B
Nevada 6/14/1999
B
Arkansas 3/3/1999
B
New Hampshire 12/6/2021
B
California 5/20/1997
B
New Jersey 3/12/1999
B
Colorado 3/2/1999
B
New Mexico 6/27/2017
B
Connecticut 11/18/2009
B
New York 6/29/1998
B
District of Columbia 8/2/2018
B
North Carolina 3/3/1999
B
Florida 3/4/1999
B
Ohio 12/23/1998
B
Georgia 6/14/1999
B
Oklahoma 6/15/1999
B
Illinois 10/15/2020
B
Oregon 12/1/2021
B
Indiana 10/15/2020
B
Pennsylvania 3/20/1996
B
Iowa 8/9/2024
B
South Carolina 6/15/1999
B
Kentucky 6/9/2015
B
Tennessee 3/8/1999
B
Louisiana 12/17/2019
B
Texas 1/26/1996
B
Maine 4/10/2018
IA
Texas 1/26/1996
B
Maryland 2/14/2020
B
Utah 4/9/2019
B
Massachusetts 4/10/2018
B
Virgin Islands 8/3/2022
B
Michigan 3/20/2019
B
Virginia 6/15/1999
B
Minnesota 3/4/1999
B
Washington 9/5/2003
B
Mississippi 7/28/2016
B
West Virginia 11/20/2019
B
Missouri 3/3/1999
B
Wisconsin 10/1/1998
B
Montana 8/22/2008
B
Wyoming 8/20/2024

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1 COWBOYS WAY, FRISCO, TX 75034
Registered with this firm since 1/26/1996
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1 COWBOYS WAY, FRISCO, TX 75034
Registered with this firm since 1/11/1996
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.