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Ronald S Pillar
RONALD S PILLAR, RONALD SCOTT PILLAR, Ronald Pillar
CRD#: 2568448
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 100 SE 2nd Street,
Suite 2500
Miami, FL 33131
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2021 - Present (3 years)BM&A SECURITIES GROUP, INC. (CRD# 39999)2018 - 2019 (1 year)BUS ARMA PARTNERS LP (CRD# 136024)2016 - 2018 (2 years)BM&A SECURITIES GROUP, INC. (CRD# 39999)2015 - 2015 (<1 year)BSAGENT ADVISORS, LLC (CRD# 129919)2010 - 2014 (3 years)BLADENBURG THALMANN & CO. INC. (CRD# 505)2009 - 2009 (<1 year)BJ.P.MORGAN SECURITIES INC. (CRD# 79)2008 - 2008 (<1 year)BJ.P. MORGAN SECURITIES INC. (CRD# 18718)2001 - 2008 (7 years)BJ.P. MORGAN SECURITIES INC. (CRD# 15733)2000 - 2001 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 2000 (1 year)BSOCIETE GENERALE SECURITIES CO... (CRD# 7616)1998 - 1998 (<1 year)BCOWEN & CO. (CRD# 1541)1996 - 1998 (1 year)
License(s)

State Registrations

B
California 6/1/2021

B
New Jersey 6/1/2021

B
Colorado 6/1/2021

B
New York 6/1/2021

IA
Florida 5/25/2021

IA
New York 6/28/2023

B
Florida 5/31/2021

B
North Carolina 1/7/2025

B
Maryland 6/1/2021

B
Ohio 10/29/2024

B
Massachusetts 6/1/2021

B
Virginia 4/8/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 SE 2nd Street, Suite 2500, Miami, FL 33131
Registered with this firm since 5/25/2021

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 SE 2nd Street, Suite 2500, Miami, FL 33131
Registered with this firm since 5/31/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
B
11/21/2018 - 12/17/2019 M&A SECURITIES GROUP, INC. (CRD#:39999) KANSAS CITY, MO
B
03/01/2016 - 04/25/2018 US ARMA PARTNERS LP (CRD#:136024) Palo Alto, CA
B
03/12/2015 - 12/21/2015 M&A SECURITIES GROUP, INC. (CRD#:39999) KANSAS CITY, MO
B
12/09/2010 - 01/14/2014 SAGENT ADVISORS, LLC (CRD#:129919) NEW YORK, NY
B
03/23/2009 - 09/28/2009 LADENBURG THALMANN & CO. INC. (CRD#:505) NEW YORK, NY
B
10/01/2008 - 12/26/2008 J.P.MORGAN SECURITIES INC. (CRD#:79) NEW YORK, NY
B
05/01/2001 - 10/01/2008 J.P. MORGAN SECURITIES INC. (CRD#:18718) NEW YORK, NY
B
02/10/2000 - 05/01/2001 J.P. MORGAN SECURITIES INC. (CRD#:15733) NEW YORK, NY
B
08/18/1998 - 02/10/2000 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
07/01/1998 - 07/17/1998 SOCIETE GENERALE SECURITIES CORPORATION (CRD#:7616) NEW YORK, NY
B
12/24/1996 - 07/01/1998 COWEN & CO. (CRD#:1541) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
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