Individual Firm
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JASON TRAVIS TURNER
CRD#: 2568398
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 10 FRANKLIN ROAD, SE
ROANOKE, VA 24011
ROANOKE, VA 24011
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 10 FRANKLIN RD, SE
FL 2 & 5
ROANOKE, VA 24011
FL 2 & 5
ROANOKE, VA 24011
View By:
5/1/2017
Customer Dispute
Denied
2/10/2016
Customer Dispute
Final
3/8/2007
Customer Dispute
Settled
4/3/2003
Customer Dispute
Denied
10/21/2002
Customer Dispute
Settled
State Registrations
B
Alabama 2/17/2021
B
Mississippi 5/12/2021
B
Alaska 5/15/2023
B
Missouri 3/18/2021
B
Arizona 5/15/2023
B
Nebraska 5/15/2023
B
California 2/17/2021
B
New Jersey 5/15/2023
B
Colorado 5/15/2023
B
New York 2/17/2021
B
Connecticut 2/17/2021
B
North Carolina 2/17/2021
B
Delaware 5/15/2023
B
Ohio 12/21/2021
B
District of Columbia 2/17/2021
B
Oklahoma 5/15/2023
B
Florida 2/17/2021
B
Pennsylvania 2/17/2021
B
Georgia 2/17/2021
B
South Carolina 2/17/2021
B
Hawaii 1/2/2025
B
Tennessee 5/15/2023
B
Illinois 5/15/2023
IA
Texas 10/4/2021
B
Iowa 11/12/2024
B
Texas 1/5/2024
B
Kansas 2/17/2021
B
Vermont 2/17/2021
B
Kentucky 11/12/2024
B
Virginia 2/17/2021
B
Maine 8/24/2022
IA
Virginia 2/17/2021
B
Maryland 2/17/2021
B
West Virginia 2/17/2021
B
Michigan 2/17/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
B
Registered with this firm since 2/17/2021
IA
Registered with this firm since 2/17/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/10/2016 - 02/17/2021 | RICHMOND, VA | |
B | 08/10/2016 - 02/17/2021 | RICHMOND, VA | |
IA | 04/12/2005 - 08/17/2016 | BEDFORD, VA | |
B | 04/19/2005 - 08/17/2016 | BEDFORD, VA | |
IA | 03/22/1999 - 04/22/2005 | ROANOKE, VA | |
B | 02/17/1999 - 04/22/2005 | WEEHAWKEN, NJ | |
B | 01/09/1995 - 12/17/1998 | DULUTH, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.