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DAVID ALLEN JAFFA
CRD#: 256796
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 30833 NORTHWESTERN HWY STE 125
FARMINGTON HILLS, MI 48334
CETERA ADVISOR NETWORKS LLCCRD#: 13572 30833 NORTHWESTERN HWY STE 125
FARMINGTON HILLS, MI 48334
Registration History
197019751980198519901995200020052010201520202025IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)1989 - Present (35 years)BPENNSYLVANIA SECURITIES COMPANY (CRD# 7667)1978 - 1989 (10 years)BPENNSYLVANIA SECURITIES COMPANY (CRD# 6416)1970 - 1978 (8 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2010 - 2023 (13 years)
Disclosure(s)
View By:
6/23/2011
Customer Dispute
Settled
1/13/2009
Customer Dispute
Settled
4/8/2003
Customer Dispute
Settled
8/31/1989
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 9/12/2011

B
Missouri 2/18/2011

B
Arizona 4/21/1992

B
Nebraska 1/9/2009

B
Arkansas 2/2/2016

B
Nevada 1/7/2014

B
California 5/23/1989

B
New Jersey 6/15/2009

B
Colorado 1/8/2001

B
New Mexico 3/28/2007

B
Florida 5/23/1989

B
New York 1/10/2006

B
Georgia 7/13/2010

B
North Carolina 1/13/2005

B
Illinois 2/15/2005

B
Ohio 1/4/2005

B
Indiana 6/18/2020

B
Pennsylvania 11/4/2022

B
Iowa 6/17/2015

B
South Carolina 7/22/2009

B
Kentucky 5/11/2006

B
Tennessee 2/22/2010

B
Louisiana 6/1/2006

B
Texas 3/9/2010

B
Maryland 6/11/2003

IA
Texas 6/29/2023

B
Massachusetts 3/12/2020

B
Utah 7/17/2020

B
Michigan 5/23/1989

B
Virginia 1/6/2006

IA
Michigan 6/29/2023

B
Washington 5/6/2010

B
Mississippi 3/20/2015

B
Wisconsin 1/11/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
30833 NORTHWESTERN HWY STE 125, FARMINGTON HILLS, MI 48334
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
30833 NORTHWESTERN HWY STE 125, FARMINGTON HILLS, MI 48334
Registered with this firm since 5/23/1989

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/04/2010 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) FARMINGTON HILLS, MI
B
08/29/1978 - 05/23/1989 PENNSYLVANIA SECURITIES COMPANY (CRD#:7667)
B
04/28/1970 - 08/29/1978 PENNSYLVANIA SECURITIES COMPANY (CRD#:6416)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.