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STEPHEN PATRICK MCGOVERN
STEVE MCGOVERN
CRD#: 2567889
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 789 SW Federal Hwy
Ste 102
Stuart, FL 34994
Registration History
19952000200520102015202020252 FIRMS1997 - 2006 (9 years)2 FIRMS2006 - 2009 (3 years)2 FIRMS2009 - 2021 (12 years)2 FIRMS2021 - Present (3 years)BSMITH BARNEY INC. (CRD# 7059)1995 - 1997 (2 years)
License(s)

State Registrations

B
Alabama 10/21/2021

B
Montana 11/10/2021

B
Arizona 10/21/2021

B
New Hampshire 10/21/2021

B
California 10/21/2021

B
New Jersey 10/21/2021

B
Colorado 10/21/2021

B
New York 10/21/2021

B
Connecticut 10/21/2021

B
North Carolina 10/21/2021

B
Delaware 10/21/2021

B
Ohio 10/21/2021

B
District of Columbia 11/30/2023

B
Oklahoma 10/21/2021

B
Florida 10/21/2021

B
Oregon 10/21/2021

IA
Florida 10/22/2021

B
Pennsylvania 10/21/2021

B
Georgia 10/21/2021

B
South Carolina 10/21/2021

B
Illinois 10/21/2021

B
Tennessee 10/21/2021

B
Indiana 10/21/2021

B
Texas 10/21/2021

B
Maryland 10/21/2021

IA
Texas 10/21/2021

B
Massachusetts 10/21/2021

B
Vermont 10/21/2021

B
Michigan 10/21/2021

B
Wisconsin 10/21/2021

B
Missouri 10/21/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
789 SW Federal Hwy Ste 102, Stuart, FL 34994
STUART, FL
Registered with this firm since 10/21/2021

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
789 SW Federal Hwy Ste 102, Stuart, FL 34994
STUART, FL
Registered with this firm since 10/21/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/13/2009 - 10/22/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) STUART, FL
B
05/13/2009 - 10/22/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) STUART, FL
IA
03/06/2006 - 05/28/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) STUART, FL
B
03/06/2006 - 05/28/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) STUART, FL
IA
03/21/1997 - 03/17/2006 UBS FINANCIAL SERVICES INC. (CRD#:8174) PALM BEACH, FL
B
03/21/1997 - 03/17/2006 UBS FINANCIAL SERVICES INC. (CRD#:8174) PALM BEACH, FL
B
01/12/1995 - 04/10/1997 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.