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Detailed Report
STEVEN CRAIG NEWCOMB
CRAIG NEWCOMB
CRD#: 2567148
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 401 E JACKSON ST
FL 19
TAMPA, FL 33602
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 401 E JACKSON ST
FL 1 & 19
TAMPA, FL 33602
Registration History
19952000200520102015202020252 FIRMS2010 - 2016 (6 years)2 FIRMS2016 - 2017 (<1 year)2 FIRMS2017 - 2019 (2 years)IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2022 - Present (2 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2021 - Present (3 years)BE*TRADE SECURITIES LLC (CRD# 29106)2006 - 2009 (3 years)BBROWNCO, LLC (CRD# 1326)2001 - 2006 (5 years)BT. ROWE PRICE INVESTMENT SERVI... (CRD# 8348)1995 - 2001 (6 years)
License(s)

State Registrations

B
Alabama 5/23/2022
B
Montana 6/17/2022
B
Alaska 5/18/2022
B
Nebraska 6/24/2022
B
Arizona 1/10/2022
B
Nevada 5/17/2022
B
Arkansas 5/5/2022
B
New Hampshire 6/24/2022
B
California 5/23/2022
B
New Jersey 7/19/2022
B
Colorado 2/15/2022
B
New Mexico 7/19/2022
B
Connecticut 12/23/2021
B
New York 8/5/2022
B
Delaware 5/25/2022
B
North Carolina 9/15/2022
B
District of Columbia 1/11/2022
B
North Dakota 6/24/2022
B
Florida 1/3/2022
B
Ohio 8/8/2022
IA
Florida 5/19/2022
B
Oklahoma 8/15/2022
B
Georgia 5/31/2022
B
Oregon 9/14/2022
B
Hawaii 5/31/2022
B
Pennsylvania 9/8/2022
B
Idaho 1/5/2022
B
Puerto Rico 12/23/2021
B
Illinois 6/6/2022
B
Rhode Island 9/14/2022
B
Indiana 9/23/2022
B
South Carolina 9/21/2022
B
Iowa 5/26/2022
B
South Dakota 9/21/2022
B
Kansas 6/3/2022
B
Tennessee 9/22/2022
B
Kentucky 6/2/2022
B
Texas 9/21/2022
B
Louisiana 1/7/2022
B
Utah 9/22/2022
B
Maine 8/25/2022
B
Vermont 9/22/2022
B
Maryland 12/23/2021
B
Virgin Islands 10/17/2022
B
Massachusetts 6/1/2022
B
Virginia 9/22/2022
B
Michigan 6/8/2022
B
Washington 9/22/2022
B
Minnesota 6/24/2022
B
West Virginia 9/22/2022
B
Mississippi 6/23/2022
B
Wisconsin 9/23/2022
B
Missouri 6/9/2022
B
Wyoming 6/6/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
401 E JACKSON ST FL 19, TAMPA, FL 33602
Registered with this firm since 5/19/2022
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
401 E JACKSON ST FL 1 & 19, TAMPA, FL 33602
SAFETY HARBOR, FL
Registered with this firm since 12/22/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/27/2017 - 10/31/2019 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) ST. PETERSBURG, FL
B
 07/13/2017 - 10/31/2019 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) ST PETERSBURG, FL
IA
 10/14/2016 - 07/11/2017 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ST. PETERSBURG, FL
B
 10/13/2016 - 07/11/2017 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ST. PETERSBURG, FL
IA
 05/20/2010 - 03/04/2016 MORGAN STANLEY (CRD#:149777) TAMPA, FL
B
 01/15/2010 - 03/04/2016 MORGAN STANLEY (CRD#:149777) TAMPA, FL
B
 02/13/2006 - 04/24/2009 E*TRADE SECURITIES LLC (CRD#:29106) TAMPA, FL
B
 02/05/2001 - 05/08/2006 BROWNCO, LLC (CRD#:1326) BOSTON, MA
B
 02/06/1995 - 02/07/2001 T. ROWE PRICE INVESTMENT SERVICES, INC. (CRD#:8348) BALTIMORE, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.