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Detailed Report
MARK BROWNELL THOMAS
MARK B THOMAS
CRD#: 2565209
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 9755 SW BARNES RD
STE 290
PORTLAND, OR 97225
Registration History
19952000200520102015202020252 FIRMS1994 - 1995 (<1 year)2 FIRMS2010 - Present (14 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2006 - 2010 (3 years)
License(s)

State Registrations

B
Alaska 5/12/2010
B
New Mexico 5/12/2010
B
Arizona 5/12/2010
B
New York 10/5/2023
B
California 5/12/2010
B
North Carolina 12/1/2014
B
Colorado 5/12/2010
B
Ohio 8/21/2024
B
Florida 5/15/2020
B
Oregon 5/12/2010
B
Georgia 5/17/2023
IA
Oregon 9/24/2010
B
Idaho 5/12/2010
B
Texas 10/2/2023
B
Illinois 5/20/2010
IA
Texas 10/4/2023
B
Iowa 7/20/2021
B
Utah 3/12/2025
B
Michigan 5/12/2010
B
Virginia 10/2/2023
B
Nevada 1/22/2025
B
Washington 5/12/2010

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
9755 SW BARNES RD STE 290, PORTLAND, OR 97225
Registered with this firm since 9/24/2010
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
9755 SW BARNES RD STE 290, PORTLAND, OR 97225
Registered with this firm since 5/12/2010
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 09/04/2006 - 05/20/2010 UBS FINANCIAL SERVICES INC. (CRD#:8174) PORTLAND, OR
B
 12/21/1994 - 03/23/1995 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 12/21/1994 - 03/23/1995 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.