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HAROLD D MCNAUGHTON JR
HAL MCNAUGHTON
CRD#: 2564767
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 5134 E Villa Rita Drive
Scottsdale, AZ 85254
Registration History
19952000200520102015202020252 FIRMS2005 - 2008 (3 years)2 FIRMS2008 - 2017 (8 years)2 FIRMS2017 - 2023 (5 years)2 FIRMS2023 - Present (1 year)BSENTRA SECURITIES CORPORATION (CRD# 10249)2004 - 2005 (1 year)BEDWARD JONES (CRD# 250)1998 - 2004 (6 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1995 - 1998 (3 years)IASENTRA SECURITIES CORP (CRD# 10249)2005 - 2005 (<1 year)
License(s)

State Registrations

B
Arizona 9/1/2023

B
Texas 9/1/2023

B
California 9/1/2023

IA
Texas 6/6/2024

IA
California 9/1/2023

B
Washington 9/1/2023

B
North Carolina 7/17/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
5134 E Villa Rita Drive, Scottsdale, AZ 85254
Registered with this firm since 9/1/2023

B
OSAIC WEALTH, INC. (CRD#:23131)
5134 E Villa Rita Drive, Scottsdale, AZ 85254
Registered with this firm since 9/1/2023

Previous Registration(s)
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IA
10/02/2017 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) FULLERTON, CA
B
10/03/2017 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) FULLERTON, CA
IA
12/18/2008 - 10/04/2017 NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) (CRD#:29604) BREA, CA
B
12/08/2008 - 10/04/2017 NATIONAL PLANNING CORPORATION (CRD#:29604) BREA, CA
IA
10/31/2005 - 12/12/2008 AIG FINANCIAL ADVISORS, INC. (CRD#:133763) PLACEITIA, CA
B
10/31/2005 - 12/12/2008 AIG FINANCIAL ADVISORS, INC. (CRD#:133763) PLACEITIA, CA
IA
06/02/2005 - 10/31/2005 SENTRA SECURITIES CORP (CRD#:10249) PLACENTIA, CA
B
05/07/2004 - 10/31/2005 SENTRA SECURITIES CORPORATION (CRD#:10249) PHOENIX, AZ
B
03/05/1998 - 05/14/2004 EDWARD JONES (CRD#:250) ST. LOUIS, MO
B
01/16/1995 - 02/27/1998 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
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