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Detailed Report
ROBERT ALBERT HAUSMANN
ROB HAUSMAN
CRD#: 2564530
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2500 WESTCHESTER AVE
[PU-RBO]
PURCHASE, NY 10577
Registration History
19952000200520102015202020252 FIRMS2003 - Present (21 years)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2003 (2 years)BFAHNESTOCK & CO. INC. (CRD# 249)2000 - 2000 (<1 year)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1997 - 2000 (3 years)BGKN SECURITIES CORP. (CRD# 19415)1995 - 1996 (1 year)
License(s)

State Registrations

B
California 1/28/2003
B
New York 1/21/2003
B
Connecticut 1/28/2003
IA
New York 7/27/2021
IA
Connecticut 6/28/2024
B
North Carolina 7/17/2006
B
Delaware 1/14/2019
B
Oregon 12/2/2019
B
Florida 1/28/2003
B
Pennsylvania 1/28/2003
B
Georgia 5/3/2005
B
South Carolina 2/21/2019
B
Hawaii 12/3/2019
B
Texas 3/7/2022
B
Maryland 6/9/2023
IA
Texas 3/8/2022
B
Massachusetts 9/16/2013
B
Virginia 2/22/2011
B
New Jersey 1/21/2003
B
Washington 8/26/2021
IA
New Jersey 10/29/2003

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2500 WESTCHESTER AVE [PU-RBO], PURCHASE, NY 10577
Registered with this firm since 10/29/2003
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2500 WESTCHESTER AVE [PU-RBO], PURCHASE, NY 10577
Registered with this firm since 1/21/2003
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 11/17/2000 - 01/07/2003 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
 06/12/2000 - 11/07/2000 FAHNESTOCK & CO. INC. (CRD#:249) NEW YORK, NY
B
 01/15/1997 - 06/16/2000 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 02/27/1995 - 12/09/1996 GKN SECURITIES CORP. (CRD#:19415) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.