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Detailed Report
JOHN CHADWICK WATERWORTH
JOHN C WATERWORTH
CRD#: 2564108
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 810 MAIN ST
LYNCHBURG, VA 24504
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 810 MAIN ST
STE 100
LYNCHBURG, VA 24504
Registration History
19952000200520102015202020252 FIRMS2005 - 2006 (1 year)2 FIRMS2006 - 2013 (6 years)2 FIRMS2013 - 2021 (8 years)2 FIRMS2021 - Present (4 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)1994 - 1995 (<1 year)
License(s)

State Registrations

B
Alabama 2/17/2021
B
Nevada 4/14/2022
B
Alaska 4/21/2023
B
New Hampshire 2/17/2021
B
Arizona 2/17/2021
B
New Jersey 2/17/2021
B
California 2/17/2021
B
New York 2/17/2021
B
Colorado 2/17/2021
B
North Carolina 2/17/2021
B
Connecticut 2/17/2021
B
Ohio 2/17/2021
B
District of Columbia 2/17/2021
B
Oregon 7/7/2021
B
Florida 2/17/2021
B
Pennsylvania 2/17/2021
B
Georgia 2/17/2021
B
Rhode Island 2/17/2021
B
Hawaii 3/10/2023
IA
Rhode Island 4/21/2021
B
Idaho 2/17/2021
B
South Carolina 2/17/2021
B
Illinois 2/17/2021
B
Tennessee 2/17/2021
B
Indiana 2/17/2021
B
Texas 2/17/2021
B
Kansas 2/17/2021
IA
Texas 4/15/2021
B
Kentucky 2/17/2021
B
Utah 2/17/2021
B
Louisiana 2/17/2021
B
Vermont 2/17/2021
IA
Louisiana 4/19/2021
B
Virginia 2/17/2021
B
Maine 2/17/2021
IA
Virginia 2/17/2021
B
Maryland 2/17/2021
B
Washington 2/22/2022
B
Massachusetts 2/17/2021
B
West Virginia 2/17/2021
B
Michigan 5/31/2023
B
Wisconsin 2/17/2021
B
Missouri 2/17/2021
B
Wyoming 2/17/2021
B
Montana 10/20/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
810 MAIN ST STE 100, LYNCHBURG, VA 24504
LYNCHBURG, VA
Registered with this firm since 2/17/2021
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
810 MAIN ST, LYNCHBURG, VA 24504
Registered with this firm since 2/17/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/02/2013 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 01/02/2013 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
IA
 07/06/2006 - 01/02/2013 SCOTT & STRINGFELLOW, LLC (CRD#:6255) LYNCHBURG, VA
B
 06/12/2006 - 01/02/2013 SCOTT & STRINGFELLOW, LLC (CRD#:6255) LYNCHBURG, VA
IA
 03/22/2005 - 07/06/2006 UBS FINANCIAL SERVICES INC. (CRD#:8174) LYNCHBURG, VA
B
 02/25/2005 - 07/06/2006 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
 11/30/1994 - 04/27/1995 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.