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Detailed Report
THOMAS CASSANO
CRD#: 2563491
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 Stuart, FL
Registration History
19952000200520102015202020252 FIRMS2003 - 2016 (12 years)2 FIRMS2016 - Present (9 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1995 - 2002 (7 years)
License(s)

State Registrations

B
Alabama 7/5/2024
B
Nevada 10/8/2024
B
Alaska 10/8/2024
B
New Hampshire 10/8/2024
B
Arizona 3/18/2016
B
New Jersey 3/18/2016
B
Arkansas 10/8/2024
IA
New Jersey 3/21/2016
B
California 3/18/2016
B
New Mexico 1/2/2024
B
Colorado 3/18/2016
B
New York 3/18/2016
B
Connecticut 3/18/2016
IA
New York 6/16/2021
B
Delaware 3/18/2016
B
North Carolina 3/18/2016
B
District of Columbia 3/18/2016
B
North Dakota 10/8/2024
B
Florida 3/18/2016
B
Ohio 4/14/2024
IA
Florida 10/6/2023
B
Oklahoma 10/8/2024
B
Georgia 4/12/2024
B
Oregon 10/13/2022
B
Hawaii 10/8/2024
B
Pennsylvania 8/24/2021
B
Idaho 10/8/2024
B
Puerto Rico 10/8/2024
B
Illinois 4/12/2024
B
Rhode Island 6/5/2024
B
Indiana 4/12/2024
B
South Carolina 9/8/2020
B
Iowa 10/8/2024
B
South Dakota 10/8/2024
B
Kansas 4/12/2024
B
Tennessee 10/8/2024
B
Kentucky 1/31/2024
B
Texas 10/19/2021
B
Louisiana 10/8/2024
IA
Texas 11/3/2021
B
Maine 6/26/2020
B
Utah 9/22/2021
B
Maryland 3/18/2016
B
Vermont 10/8/2024
B
Massachusetts 3/18/2016
B
Virgin Islands 10/8/2024
B
Michigan 10/8/2024
B
Virginia 4/12/2024
B
Minnesota 4/12/2024
B
Washington 4/12/2024
B
Mississippi 10/8/2024
B
West Virginia 10/8/2024
B
Missouri 9/23/2024
B
Wisconsin 9/11/2024
B
Montana 10/8/2024
B
Wyoming 10/8/2024
B
Nebraska 10/8/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
Stuart, FL
1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530
Registered with this firm since 3/18/2016
B
MORGAN STANLEY (CRD#:149777)
Stuart, FL
1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530
Registered with this firm since 3/18/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/12/2003 - 03/22/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GARDEN CITY, NY
B
 04/23/2003 - 03/22/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GARDEN CITY, NY
B
 01/13/1995 - 02/05/2002 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.