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Lanh Nguyen
LANH THI-MONG NGUYEN, Lanh Mong Nguyen
CRD#: 2562955
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 100 CRESCENT COURT
13TH FLOOR
DALLAS, TX 75201
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2012 - 2015 (3 years)2 FIRMS2015 - 2022 (6 years)2 FIRMS2023 - Present (1 year)BCREDIT SUISSE SECURITIES (USA) LLC (CRD# 816)2007 - 2012 (4 years)BDEUTSCHE BANK SECURITIES INC. (CRD# 2525)2005 - 2007 (2 years)BDEUTSCHE BANK SECURITIES INC. (CRD# 2525)2001 - 2005 (4 years)BDB ALEX. BROWN LLC (CRD# 17790)1999 - 2001 (1 year)BSOUTHWEST SECURITIES, INC. (CRD# 6220)1997 - 1998 (1 year)
License(s)

State Registrations

B
Alabama 3/14/2023

B
Nebraska 3/14/2023

B
Alaska 3/14/2023

B
Nevada 3/14/2023

B
Arizona 3/14/2023

B
New Hampshire 3/14/2023

B
Arkansas 3/14/2023

B
New Jersey 3/14/2023

B
California 3/14/2023

B
New Mexico 3/14/2023

B
Colorado 3/14/2023

B
New York 3/14/2023

B
Connecticut 3/14/2023

B
North Carolina 3/14/2023

B
Delaware 3/14/2023

B
North Dakota 3/14/2023

B
District of Columbia 3/14/2023

B
Ohio 3/15/2023

B
Florida 3/14/2023

B
Oklahoma 3/14/2023

B
Georgia 3/14/2023

B
Oregon 3/14/2023

B
Hawaii 3/14/2023

B
Pennsylvania 3/14/2023

B
Idaho 3/14/2023

B
Puerto Rico 3/14/2023

B
Illinois 3/14/2023

B
Rhode Island 3/14/2023

B
Indiana 3/14/2023

B
South Carolina 3/14/2023

B
Iowa 3/14/2023

B
South Dakota 3/14/2023

B
Kansas 3/14/2023

B
Tennessee 3/14/2023

B
Kentucky 3/14/2023

B
Texas 3/14/2023

B
Louisiana 3/14/2023

IA
Texas 3/14/2023

B
Maine 3/14/2023

B
Utah 3/14/2023

B
Maryland 3/14/2023

B
Vermont 3/14/2023

B
Massachusetts 3/14/2023

B
Virgin Islands 3/14/2023

B
Michigan 3/14/2023

B
Virginia 3/14/2023

B
Minnesota 3/14/2023

B
Washington 3/14/2023

B
Mississippi 3/14/2023

B
West Virginia 3/14/2023

B
Missouri 3/14/2023

B
Wisconsin 3/14/2023

B
Montana 3/14/2023

B
Wyoming 3/14/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
100 CRESCENT COURT 13TH FLOOR, DALLAS, TX 75201
Dallas, TX
Registered with this firm since 3/14/2023

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
100 CRESCENT COURT 13TH FLOOR, DALLAS, TX 75201
Dallas, TX
Registered with this firm since 3/14/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/04/2015 - 11/17/2022 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) DALLAS, TX
B
12/04/2015 - 11/17/2022 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) DALLAS, TX
IA
10/29/2012 - 12/04/2015 BARCLAYS CAPITAL INC. (CRD#:19714) DALLAS, TX
B
08/03/2012 - 12/04/2015 BARCLAYS CAPITAL INC. (CRD#:19714) DALLAS, TX
B
09/27/2007 - 08/30/2012 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) DALLAS, TX
B
08/08/2005 - 09/27/2007 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) DALLAS, TX
B
01/13/2001 - 01/13/2005 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) NEW YORK, NY
B
07/02/1999 - 01/13/2001 DB ALEX. BROWN LLC (CRD#:17790) BALTIMORE, MD
B
02/03/1997 - 04/24/1998 SOUTHWEST SECURITIES, INC. (CRD#:6220) DALLAS, TX
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.