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STEPHANIE LOUISE BROWN
CRD#: 2562313
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 750 TOWN AND COUNTRY BLVD
SUITE 325
HOUSTON, TX 77024-4576
Registration History
1995200020052010201520202025IARBC CAPITAL MARKETS, LLC (CRD# 31194)2005 - Present (19 years)BRBC CAPITAL MARKETS, LLC (CRD# 31194)1999 - Present (25 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)1994 - 1999 (4 years)
License(s)

State Registrations

B
Alabama 1/2/2008

B
Mississippi 12/3/2012

B
Arizona 10/29/2018

B
Missouri 1/2/2008

B
Arkansas 1/2/2008

B
Montana 3/26/2018

B
California 12/3/2012

B
Nebraska 2/4/2025

B
Colorado 12/3/2012

B
New Jersey 6/8/2017

B
Connecticut 11/29/2017

B
New York 1/2/2008

B
Delaware 1/3/2025

B
North Carolina 1/2/2008

B
District of Columbia 1/22/2025

B
Oklahoma 1/2/2008

B
Florida 1/2/2008

B
Oregon 11/4/2021

B
Georgia 9/22/2022

B
Pennsylvania 3/28/2013

B
Idaho 5/5/2016

B
South Carolina 1/2/2008

B
Illinois 1/2/2008

B
South Dakota 1/2/2008

B
Indiana 5/31/2019

B
Tennessee 1/2/2008

B
Iowa 1/6/2020

B
Texas 9/13/1999

B
Kentucky 4/4/2017

IA
Texas 4/19/2005

B
Louisiana 1/2/2008

B
Virginia 12/2/2019

B
Maine 3/1/2021

B
Washington 5/12/2021

B
Maryland 9/11/2014

B
West Virginia 3/15/2017

B
Massachusetts 6/4/2024

B
Wyoming 1/3/2025

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
750 TOWN AND COUNTRY BLVD SUITE 325, HOUSTON, TX 77024-4576
Katy, TX
Registered with this firm since 4/19/2005

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
750 TOWN AND COUNTRY BLVD SUITE 325, HOUSTON, TX 77024-4576
Katy, TX
Registered with this firm since 9/13/1999

Previous Registration(s)
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B
11/22/1994 - 09/23/1999 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.