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THOMAS JOSEPH CURRY
TOM JOSEPH CURRY
CRD#: 2562267
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 350 BEDFORD STREET
STAMFORD, CT 06901
Registration History
19952000200520102015202020252 FIRMS2022 - Present (2 years)BPEOPLE'S SECURITIES, INC. (CRD# 13704)2013 - 2022 (8 years)BCAPITAL ONE INVESTMENT SERVICE... (CRD# 25658)2005 - 2013 (8 years)BGREENPOINT SECURITIES LLC (CRD# 127042)2004 - 2005 (1 year)BESSEX NATIONAL SECURITIES, INC. (CRD# 25454)1999 - 2004 (4 years)BLIBERTY SECURITIES CORPORATION (CRD# 14416)1998 - 1999 (1 year)BINVEST FINANCIAL CORPORATION (CRD# 12984)1995 - 1998 (3 years)BMARKETING ONE SECURITIES, INC. (CRD# 16611)1994 - 1994 (<1 year)IAPEOPLE'S UNITED ADVISORS, INC. (CRD# 292454)2020 - 2022 (2 years)IAPEOPLE'S SECURITIES, INC. (CRD# 13704)2013 - 2020 (6 years)IACAPITAL ONE FINANCIAL ADVISORS LLC (CRD# 127236)2009 - 2013 (4 years)
License(s)

State Registrations

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Connecticut 8/17/2022

B
New York 8/17/2022

IA
Connecticut 8/17/2022

IA
New York 5/3/2023

B
Maine 5/3/2023

B
Vermont 5/3/2023

B
Massachusetts 5/3/2023

IA
Vermont 5/5/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
350 BEDFORD STREET, STAMFORD, CT 06901
12 MAIN STREET, ELLINGTON, CT 06029
Registered with this firm since 8/17/2022

B
LPL FINANCIAL LLC (CRD#:6413)
350 BEDFORD STREET, STAMFORD, CT 06901
12 MAIN STREET, ELLINGTON, CT 06029
Registered with this firm since 8/17/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
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07/10/2020 - 08/17/2022 PEOPLE'S UNITED ADVISORS, INC. (CRD#:292454) HAUPPAUGE, NY
B
10/17/2013 - 08/17/2022 PEOPLE'S SECURITIES, INC. (CRD#:13704) FAIRFIELD, CT
IA
10/21/2013 - 03/31/2020 PEOPLE'S SECURITIES, INC. (CRD#:13704) FAIRFIELD, CT
IA
06/29/2009 - 10/08/2013 CAPITAL ONE FINANCIAL ADVISORS LLC (CRD#:127236) MELVILLE, NY
B
01/03/2005 - 10/08/2013 CAPITAL ONE INVESTMENT SERVICES LLC (CRD#:25658) BOHEMIA, NY
B
01/02/2004 - 01/03/2005 GREENPOINT SECURITIES LLC (CRD#:127042) LAKE SUCCESS, NY
B
11/22/1999 - 01/02/2004 ESSEX NATIONAL SECURITIES, INC. (CRD#:25454) NAPA, CA
B
10/01/1998 - 11/04/1999 LIBERTY SECURITIES CORPORATION (CRD#:14416) PURCHASE, NY
B
01/03/1995 - 09/30/1998 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
B
12/06/1994 - 12/31/1994 MARKETING ONE SECURITIES, INC. (CRD#:16611) PORTLAND, OR
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B
Broker
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Investment Adviser
Disclosures
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