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Detailed Report
MARK A HUFFMAN
Mark Alan Huffman
CRD#: 2562142
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 175 PINE STREET
SUITE 100
WILLIAMSPORT, PA 17701
Registration History
2010201220142016201820202022202420262 FIRMS2017 - Present (7 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2009 - 2017 (7 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2010 - 2017 (7 years)
License(s)

State Registrations

B
Alabama 10/18/2017
B
Nevada 2/5/2019
B
Alaska 1/5/2024
B
New Hampshire 1/5/2024
B
Arizona 1/5/2024
B
New Jersey 11/11/2020
B
Arkansas 1/5/2024
B
New Mexico 3/2/2018
B
California 7/6/2017
B
New York 3/23/2018
B
Colorado 9/13/2023
B
North Carolina 3/14/2018
B
Connecticut 1/5/2024
B
North Dakota 1/5/2024
B
Delaware 11/4/2019
B
Ohio 1/6/2024
B
District of Columbia 1/5/2024
B
Oklahoma 1/5/2024
B
Florida 3/2/2018
B
Oregon 1/5/2024
B
Georgia 7/6/2017
B
Pennsylvania 7/6/2017
B
Hawaii 7/6/2017
IA
Pennsylvania 7/6/2017
B
Idaho 1/5/2024
B
Puerto Rico 1/4/2023
B
Illinois 1/5/2024
B
Rhode Island 1/5/2024
B
Indiana 1/5/2024
B
South Carolina 1/5/2024
B
Iowa 1/5/2024
B
South Dakota 1/5/2024
B
Kansas 12/15/2020
B
Tennessee 1/5/2024
B
Kentucky 1/5/2024
B
Texas 7/6/2017
B
Louisiana 1/5/2024
IA
Texas 7/6/2017
B
Maine 1/5/2024
B
Utah 1/5/2024
B
Maryland 5/2/2018
B
Vermont 1/5/2024
B
Massachusetts 7/6/2017
B
Virgin Islands 1/5/2024
B
Michigan 1/5/2024
B
Virginia 3/2/2018
B
Minnesota 1/5/2024
B
Washington 1/5/2024
B
Mississippi 1/5/2024
B
West Virginia 11/19/2019
B
Missouri 1/25/2023
B
Wisconsin 1/5/2024
B
Montana 1/5/2024
B
Wyoming 1/5/2024
B
Nebraska 1/5/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
175 PINE STREET SUITE 100, WILLIAMSPORT, PA 17701
Registered with this firm since 7/6/2017
B
MORGAN STANLEY (CRD#:149777)
175 PINE STREET SUITE 100, WILLIAMSPORT, PA 17701
Registered with this firm since 7/6/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/06/2010 - 07/07/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WILLIAMSPORT, PA
B
 12/21/2009 - 07/07/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WILLIAMSPORT, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.