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Detailed Report
EUGENE JOSEPH ENDERS JR
JOE ENDERS JR, JOE ENDERS
CRD#: 2561935
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 12800 University Dr
Ste 105
Fort Myers, FL 33907
Registration History
19952000200520102015202020252 FIRMS2005 - 2009 (4 years)2 FIRMS2009 - Present (15 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2002 - 2005 (2 years)BBEAR, STEARNS & CO. INC. (CRD# 79)1995 - 2002 (7 years)BNORTHEAST SECURITIES, INC. (CRD# 25996)1994 - 1995 (<1 year)IAWACHOVIA SECURITIES, LLC (CRD# 19616)2004 - 2005 (<1 year)
License(s)

State Registrations

B
Alabama 10/5/2009
B
Mississippi 5/29/2019
B
Arizona 3/5/2021
B
Missouri 4/17/2023
B
California 10/5/2009
B
New Jersey 10/5/2009
B
Connecticut 5/24/2023
B
New York 1/11/2022
B
Delaware 1/14/2025
B
North Carolina 2/19/2018
B
Florida 10/5/2009
B
Ohio 10/5/2009
IA
Florida 8/6/2020
IA
Ohio 10/5/2009
B
Georgia 10/5/2009
B
Pennsylvania 10/5/2009
IA
Georgia 10/5/2009
B
South Carolina 10/5/2009
B
Indiana 10/5/2009
B
Tennessee 10/5/2009
B
Kentucky 10/5/2009
B
Texas 10/5/2009
B
Louisiana 12/27/2016
IA
Texas 3/11/2010
B
Maine 12/20/2018
B
Virginia 10/5/2009
B
Maryland 10/5/2009
B
West Virginia 10/3/2024
B
Massachusetts 10/8/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
12800 University Dr Ste 105, Fort Myers, FL 33907
North Fort Myers, FL
Registered with this firm since 10/5/2009
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
12800 University Dr Ste 105, Fort Myers, FL 33907
North Fort Myers, FL
Registered with this firm since 10/5/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/12/2005 - 10/05/2009 AMERIPRISE ADVISOR SERVICES, INC. (CRD#:5979) ATLANTA, GA
B
 05/10/2005 - 10/05/2009 AMERIPRISE ADVISOR SERVICES, INC. (CRD#:5979) ATLANTA, GA
IA
 12/02/2004 - 05/16/2005 WACHOVIA SECURITIES, LLC (CRD#:19616) ALPHARETTA, GA
B
 08/27/2002 - 05/16/2005 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
 02/07/1995 - 09/05/2002 BEAR, STEARNS & CO. INC. (CRD#:79) NEW YORK, NY
B
 11/21/1994 - 03/01/1995 NORTHEAST SECURITIES, INC. (CRD#:25996) MITCHELFIELD, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.