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JAMES CHRISTOPHER DAVIS
JIM DAVIS
CRD#: 2561108
IA
Investment Adviser
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Previous Broker
NAPLES GLOBAL ADVISORSCRD#: 158544 4625 Florida A1A
Suite 9
Vero Beach, FL 32963
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2010 (2 years)2 FIRMS2010 - 2012 (1 year)IANAPLES GLOBAL ADVISORS (CRD# 158544)2023 - Present (1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2012 - 2023 (11 years)BSUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2004 - 2007 (2 years)BADP BROKER-DEALER, INC. (CRD# 37693)1998 - 2004 (6 years)BFSC SECURITIES CORPORATION (CRD# 7461)1995 - 1998 (2 years)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - 2023 (4 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2012 - 2018 (6 years)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2005 - 2007 (1 year)
Disclosure(s)
View By:
3/7/2013
Regulatory
Final
License(s)

State Registrations

IA
Florida 5/12/2023

Current Registration(s)
IA
NAPLES GLOBAL ADVISORS (CRD#:158544)
4625 Florida A1A Suite 9, Vero Beach, FL 32963
Registered with this firm since 5/12/2023

Previous Registration(s)
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IA
07/13/2018 - 04/19/2023 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) BOSTON, MA
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04/16/2012 - 04/14/2023 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) VERO BEACH, FL
IA
06/04/2012 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) VERO BEACH, FL
IA
10/29/2010 - 04/09/2012 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) VERO BEACH, FL
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10/21/2010 - 04/09/2012 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) VERO BEACH, FL
IA
10/25/2007 - 04/19/2010 FNB BROKERAGE SERVICES, INC. (CRD#:18741) STUART, FL
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10/05/2007 - 04/19/2010 FNB BROKERAGE SERVICES, INC. (CRD#:18741) STUART, FL
IA
11/28/2005 - 08/27/2007 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) VERO BEACH, FL
B
10/28/2004 - 08/27/2007 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) VERO BEACH, FL
B
04/30/1998 - 05/26/2004 ADP BROKER-DEALER, INC. (CRD#:37693) ROSELAND, NJ
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09/21/1995 - 04/16/1998 FSC SECURITIES CORPORATION (CRD#:7461) ATLANTA, GA
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.