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MARK CLARENCE BECKER
CRD#: 2558944
IA
Investment Adviser
B
Broker
KESTRA ADVISORY SERVICES, LLCCRD#: 283330 4765 J STREET
SUITE B
SACRAMENTO, CA 95819
KESTRA INVESTMENT SERVICES, LLCCRD#: 42046 4765 J STREET
SUITE B
SACRAMENTO, CA 95819
Registration History
19952000200520102015202020252 FIRMS2001 - 2011 (9 years)2 FIRMS2011 - 2013 (2 years)IAKESTRA ADVISORY SERVICES, LLC (CRD# 283330)2016 - Present (8 years)BKESTRA INVESTMENT SERVICES, LLC (CRD# 42046)2013 - Present (11 years)BNATIONAL PLANNING CORPORATION (CRD# 29604)1998 - 2001 (2 years)BARAGON FINANCIAL SERVICES, INC. (CRD# 16023)1994 - 1998 (4 years)BWASHINGTON SQUARE SECURITIES, INC. (CRD# 2882)1996 - 1998 (2 years)IANFP ADVISOR SERVICES, LLC (CRD# 42046)2013 - 2016 (3 years)
Disclosure(s)
View By:
2/28/2013
Employment Separation After Allegations
License(s)

State Registrations

B
Arizona 3/8/2013

B
New Hampshire 1/16/2024

B
California 3/8/2013

B
Ohio 9/25/2019

IA
California 4/19/2016

B
Oregon 11/4/2019

B
Florida 12/13/2024

B
Tennessee 3/8/2013

B
Montana 10/25/2019

B
Washington 3/8/2013

B
Nevada 3/8/2013

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
KESTRA ADVISORY SERVICES, LLC (CRD#:283330)
4765 J STREET SUITE B, SACRAMENTO, CA 95819
Registered with this firm since 4/19/2016

B
KESTRA INVESTMENT SERVICES, LLC (CRD#:42046)
4765 J STREET SUITE B, SACRAMENTO, CA 95819
Registered with this firm since 3/8/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/08/2013 - 09/22/2016 NFP ADVISOR SERVICES, LLC (CRD#:42046) SACRAMENTO, CA
IA
02/10/2011 - 03/27/2013 LPL FINANCIAL LLC (CRD#:6413) SACRAMENTO, CA
B
02/09/2011 - 03/27/2013 LPL FINANCIAL LLC (CRD#:6413) SACRAMENTO, CA
IA
05/30/2001 - 02/11/2011 QA3 FINANCIAL LLC (CRD#:104957) SACRAMENTO, CA
B
05/29/2001 - 02/11/2011 QA3 FINANCIAL CORP. (CRD#:14754) SACRAMENTO, CA
B
12/18/1998 - 05/29/2001 NATIONAL PLANNING CORPORATION (CRD#:29604) LOS ANGELES, CA
B
12/22/1994 - 12/18/1998 ARAGON FINANCIAL SERVICES, INC. (CRD#:16023) IRVINE, CA
B
04/23/1996 - 08/19/1998 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) WINDSOR, CT
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.