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Detailed Report
JOHN WESLEY WILLIAMS
CRD#: 2558578
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 1110 Fourier Dr
Ste 100
Madison, WI 53717-1949
Registration History
19952000200520102015202020252 FIRMS2010 - 2011 (1 year)2 FIRMS2011 - Present (13 years)BAMCORE INVESTMENT SERVICES, INC (CRD# 27708)2006 - 2010 (4 years)BPRIMEVEST FINANCIAL SERVICES, INC. (CRD# 15340)1998 - 2006 (7 years)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)2000 - 2001 (<1 year)BINVEST FINANCIAL CORPORATION (CRD# 12984)1994 - 1998 (3 years)IAAMCORE INVESTMENT SERVICES, INC (CRD# 27708)2009 - 2010 (1 year)
License(s)

State Registrations

B
Arizona 1/2/2014
B
Michigan 2/8/2023
B
Florida 1/2/2014
B
Minnesota 10/21/2020
B
Illinois 11/8/2021
B
Washington 1/7/2025
B
Indiana 2/10/2022
B
Wisconsin 9/9/2011
B
Iowa 7/2/2020
IA
Wisconsin 9/9/2011

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1110 Fourier Dr Ste 100, Madison, WI 53717-1949
Monroe, WI
Registered with this firm since 9/9/2011
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1110 Fourier Dr Ste 100, Madison, WI 53717-1949
Monroe, WI
Registered with this firm since 9/9/2011
Previous Registration(s)
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IA
 07/01/2010 - 09/19/2011 HARRIS INVESTOR SERVICES, INC. (CRD#:137115) MT HOREB, WI
B
 07/01/2010 - 09/19/2011 HARRIS INVESTOR SERVICES, INC. (CRD#:137115) MT HOREB, WI
IA
 03/02/2009 - 09/30/2010 AMCORE INVESTMENT SERVICES, INC (CRD#:27708) MT HOREB, WI
B
 09/27/2006 - 09/30/2010 AMCORE INVESTMENT SERVICES, INC (CRD#:27708) MT HOREB, WI
B
 12/07/1998 - 09/15/2006 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) EVANSVILLE, WI
B
 08/07/2000 - 06/01/2001 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) EL SEGUNDO, CA
B
 12/14/1994 - 11/06/1998 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.