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JORGE M OLIVEIRA
JORGE MANUEL OLIVEIRA
CRD#: 2558497
IA
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OPPENHEIMER & CO. INC.CRD#: 249 666 3RD AVENUE
NEW YORK, NY 10017
NEW YORK, NY 10017
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7/9/2024
Judgment / Lien
State Registrations
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New York 6/14/2019
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Texas 6/27/2019
IA
New York 4/7/2021
IA
Texas 6/27/2019
SRO Registrations
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Registered with this firm since 6/27/2019
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Registered with this firm since 6/14/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/24/2010 - 06/18/2019 | NEW YORK, NY | |
B | 04/19/2010 - 06/18/2019 | NEW YORK, NY | |
B | 05/15/2007 - 04/20/2010 | NEW YORK, NY | |
B | 11/23/1999 - 05/31/2007 | NEW YORK, NY | |
B | 06/24/1996 - 11/26/1999 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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