Individual Firm
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JOHN ALAN NEWSOME
CRD#: 2558100
IA
B
NEWCORP WEALTH MANAGEMENTCRD#: 297125 11720 AMBERPARK DRIVE
SUITE 170
ALPHARETTA, GA 30009
SUITE 170
ALPHARETTA, GA 30009
0
Disclosures
30
Years of Experience
View By:
State Registrations
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Florida 10/15/2018
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Georgia 7/9/2018
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Registered with this firm since 7/9/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/29/2018 - 02/02/2022 | Alpharetta, GA | |
B | 03/31/2014 - 07/06/2018 | ATLANTA, GA | |
IA | 05/14/2014 - 07/02/2018 | ATLANTA, GA | |
IA | 08/22/2007 - 04/02/2014 | ATLANTA, GA | |
B | 01/11/2002 - 04/02/2014 | ATLANTA, GA | |
B | 12/16/1994 - 01/22/2002 | DULUTH, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.