• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Registration History
19952000200520102015202020252 FIRMS1995 - 1995 (<1 year)2 FIRMS2008 - Present (17 years)BWELLSTONE SECURITIES, LLC (CRD# 121559)2007 - 2007 (<1 year)BAIG FINANCIAL ADVISORS, INC. (CRD# 133763)2005 - 2007 (1 year)BSENTRA SECURITIES CORPORATION (CRD# 10249)1995 - 2005 (10 years)
Disclosure(s)
View By:
9/5/2012
Investigation
4/3/2012
Customer Dispute
Closed-No Action
11/17/2010
Customer Dispute
Denied
5/10/2004
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 11/18/2015

IA
California 1/3/2008

B
California 1/3/2008

B
Utah 1/3/2008

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PLANMEMBER SECURITIES CORPORATION (CRD#:11869)
Heber City, UT
Registered with this firm since 1/3/2008

B
PLANMEMBER SECURITIES CORPORATION (CRD#:11869)
Heber City, UT
Registered with this firm since 1/3/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/03/2007 - 12/31/2007 WELLSTONE SECURITIES, LLC (CRD#:121559) WOODLAND HILLS, CA
B
10/31/2005 - 01/09/2007 AIG FINANCIAL ADVISORS, INC. (CRD#:133763) MURIETTA, CA
B
08/03/1995 - 10/31/2005 SENTRA SECURITIES CORPORATION (CRD#:10249) PHOENIX, AZ
B
02/07/1995 - 07/31/1995 MIMLIC SALES CORPORATION (CRD#:15296) ST. PAUL, MN
B
02/07/1995 - 02/17/1995 SENTRA SECURITIES CORPORATION (CRD#:10249) PHOENIX, AZ
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.