Individual Firm
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J BRUCE HOWELL
CRD#: 2557473
IA
B
MONEY CONCEPTS ADVISORY SERVICECRD#: 12963 600 SOUTH CHERRY ST
SUITE 801
DENVER, CO 80246
SUITE 801
DENVER, CO 80246
0
Disclosures
28
Years of Experience
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State Registrations
B
Colorado 2/16/2001
B
Washington 6/17/2021
IA
Colorado 7/31/2001
SRO Registrations
B
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IA
Registered with this firm since 7/31/2001
B
Registered with this firm since 2/16/2001
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/02/1997 - 12/22/2000 | PALM BEACH GARDENS, FL | |
B | 06/13/1996 - 05/29/1997 | CEDAR RAPIDS, IA | |
B | 02/24/1995 - 04/12/1995 | BOCA RATON, FL | |
B | 02/08/1995 - 02/17/1995 | ORANGE, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.