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Detailed Report
TRAVIS RAY CHANEY
CRD#: 2557200
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 2708 New Hartford Rd
OWENSBORO, KY 42303
Registration History
1995200020052010201520202025IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)1998 - Present (26 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)1994 - Present (30 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1994 - 2006 (11 years)
Disclosure(s)
View By:
11/2/2004
Customer Dispute
Closed-No Action
10/24/2003
Customer Dispute
Settled
2/5/2003
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 8/14/2008
B
Missouri 4/2/1997
B
Alaska 8/18/2011
B
Montana 8/15/2011
B
Arizona 8/15/2008
B
Nebraska 8/19/2008
B
Arkansas 3/10/2008
B
Nevada 8/28/2008
B
California 7/30/2002
B
New Hampshire 12/16/2010
B
Colorado 2/21/2001
B
New Jersey 9/9/2009
B
Connecticut 8/18/2008
B
New Mexico 9/9/2009
B
Delaware 8/14/2008
B
New York 8/14/2008
B
District of Columbia 9/23/2016
B
North Carolina 8/18/2008
B
Florida 6/3/1998
B
North Dakota 8/16/2011
B
Georgia 1/27/1997
B
Ohio 8/14/2008
B
Hawaii 12/13/2011
B
Oklahoma 10/20/2004
B
Idaho 8/18/2011
B
Oregon 8/14/2008
B
Illinois 3/27/1996
B
Pennsylvania 5/14/2002
B
Indiana 10/16/1996
B
Rhode Island 11/18/2010
IA
Indiana 12/14/1998
B
South Carolina 8/20/2008
B
Iowa 8/23/2011
B
South Dakota 8/17/2011
B
Kansas 8/14/2007
B
Tennessee 8/14/2008
B
Kentucky 11/21/1994
IA
Texas 8/30/2007
IA
Kentucky 10/9/2003
B
Texas 9/7/2007
B
Louisiana 9/24/2009
B
Utah 9/9/2009
B
Maine 11/19/2010
B
Vermont 8/23/2011
B
Maryland 8/14/2008
B
Virginia 8/14/2008
B
Massachusetts 8/20/2008
B
Washington 8/15/2011
B
Michigan 8/14/2008
B
West Virginia 8/14/2008
B
Minnesota 8/14/2008
B
Wisconsin 8/14/2008
B
Mississippi 1/3/2002
B
Wyoming 8/15/2011

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
2708 New Hartford Rd, OWENSBORO, KY 42303
Owensboro, KY
Registered with this firm since 12/14/1998
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
2708 New Hartford Rd, OWENSBORO, KY 42303
Owensboro, KY
Registered with this firm since 11/2/1994
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 11/02/1994 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.