Individual Firm
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WILLIAM RUSSELL SIMS
CRD#: 2556311
IA
B
MISSIONSQUARE RETIREMENTCRD#: 108783 ADA, MI
MISSIONSQUARE INVESTMENT SERVICESCRD#: 23189 ADA, MI
0
Disclosures
25
Years of Experience
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State Registrations
IA
Illinois 12/11/2024
IA
Michigan 11/1/2018
IA
Indiana 12/2/2024
IA
Wisconsin 12/2/2024
B
Michigan 11/1/2018
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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B
IA
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/05/2018 - 09/17/2018 | GRAND RAPIDS, MI | |
B | 07/09/2018 - 09/17/2018 | GRAND RAPIDS, MI | |
B | 03/17/2006 - 07/27/2016 | GRAND RAPIDS, MI | |
IA | 06/17/2004 - 02/01/2006 | GRAND RAPIDS, MI | |
B | 10/15/1997 - 02/01/2006 | GRAND RAPIDS, MI | |
B | 03/31/1995 - 11/29/1995 | DETROIT, MI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.