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Detailed Report
Andrew G Williams
ANDREW G WILLIAMS, ANDREW GAYLE WILLIAMS, ANDY WILLIAMS
CRD#: 2556221
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 227 WATER ST SUITE 100
Milford, OH 45150-0000
Registration History
19952000200520102015202020252 FIRMS2012 - 2023 (10 years)2 FIRMS2023 - Present (2 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2005 - 2012 (7 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)1996 - 2005 (8 years)BPROVIDENT SECURITIES & INVESTM... (CRD# 14840)1994 - 1996 (1 year)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2007 - 2012 (5 years)
License(s)

State Registrations

B
California 3/31/2023
B
Montana 10/8/2024
B
Colorado 2/17/2025
B
North Carolina 3/31/2023
B
Florida 3/31/2023
B
Ohio 3/31/2023
B
Georgia 5/23/2023
IA
Ohio 3/31/2023
B
Illinois 11/12/2024
B
Texas 3/31/2023
B
Indiana 3/31/2023
IA
Texas 3/31/2023
B
Kentucky 3/31/2023
B
Washington 3/1/2024
B
Michigan 3/31/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
227 WATER ST SUITE 100, Milford, OH 45150-0000
Registered with this firm since 3/31/2023
B
EDWARD JONES (CRD#:250)
227 WATER ST SUITE 100, Milford, OH 45150-0000
Registered with this firm since 3/31/2023
Previous Registration(s)
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IA
 10/01/2012 - 04/01/2023 J.P. MORGAN SECURITIES LLC (CRD#:79) Cincinnati, OH
B
 10/01/2012 - 04/01/2023 J.P. MORGAN SECURITIES LLC (CRD#:79) Cincinnati, OH
IA
 06/18/2007 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CINCINNATI, OH
B
 07/06/2005 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CINCINNATI, OH
B
 08/02/1996 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
 11/21/1994 - 07/10/1996 PROVIDENT SECURITIES & INVESTMENT COMPANY (CRD#:14840) COLUMBUS, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.