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PAUL BRIAN DOHERTY
CRD#: 2555439
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 197 First Avenue
SUITE 350
Needham, MA 02494
Registration History
19952000200520102015202020252 FIRMS2005 - Present (19 years)B1717 CAPITAL MANAGEMENT COMPANY (CRD# 4082)1994 - 2005 (10 years)IA1717 CAPITAL MANAGEMENT COMPANY (CRD# 4082)1998 - 2005 (7 years)
Disclosure(s)
View By:
12/16/2008
Customer Dispute
Denied
License(s)

State Registrations

B
California 1/4/2012

B
New Hampshire 1/7/2015

B
Florida 7/18/2005

B
New Jersey 8/14/2006

B
Georgia 1/31/2008

B
New York 4/20/2010

B
Hawaii 12/10/2021

B
North Carolina 5/25/2010

B
Illinois 3/2/2012

B
Pennsylvania 1/6/2006

B
Maine 8/5/2020

B
Rhode Island 9/7/2023

B
Maryland 11/19/2007

B
South Carolina 1/5/2023

B
Massachusetts 7/18/2005

B
Virginia 1/4/2022

IA
Massachusetts 7/19/2005

B
Washington 7/5/2012

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
197 First Avenue SUITE 350, Needham, MA 02494
Burlington, MA
Registered with this firm since 7/19/2005

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
197 First Avenue SUITE 350, Needham, MA 02494
Burlington, MA
Registered with this firm since 7/18/2005

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/03/1998 - 07/20/2005 1717 CAPITAL MANAGEMENT COMPANY (CRD#:4082) NEWARK, DE
B
10/31/1994 - 07/20/2005 1717 CAPITAL MANAGEMENT COMPANY (CRD#:4082) NEWARK, DE
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.