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JOANNE WHITE
CRD#: 2555344
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 140 EASTSHORE DR
SUITE 105
GLEN ALLEN, VA 23059
SUITE 105
GLEN ALLEN, VA 23059
CETERA INVESTMENT SERVICES LLCCRD#: 15340 140 EASTSHORE DR
SUITE 105
GLEN ALLEN, VA 23059
SUITE 105
GLEN ALLEN, VA 23059
0
Disclosures
30
Years of Experience
View By:
State Registrations
B
Arizona 6/21/2019
B
New Mexico 6/21/2019
B
California 12/11/2024
B
New York 6/21/2019
B
Connecticut 6/21/2019
B
North Carolina 6/21/2019
B
District of Columbia 6/21/2019
B
Ohio 6/23/2019
B
Florida 6/21/2019
B
Pennsylvania 6/21/2019
B
Georgia 6/21/2019
IA
Virginia 6/19/2019
B
Maryland 6/21/2019
B
Virginia 6/21/2019
B
New Jersey 6/21/2019
B
West Virginia 6/21/2019
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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B
Registered with this firm since 6/20/2019
IA
Registered with this firm since 6/19/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/28/2016 - 06/25/2019 | GLEN ALLEN, VA | |
B | 11/04/1994 - 06/25/2019 | GLEN ALLEN, VA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.