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**UPDATE - THIS DISCLOSURE IS NO LONGER REPORATABLE BECAUSE IT WAS FILED MORE THAN 24 MONTHS AGO AND DID NOT SETTLE FOR $10,000 OR MORE** CLIENT ALLEGES $348,000 IN LOSSES DUE TO FAILURE TO FOLLOW INSTRUCTIONS OF CLIENT REQUESTING STOP LOSSES.
Damage Amount Requested
$348,000.00
Broker Comment
**UPDATE - THIS DISCLOSURE IS NO LONGER REPORATABLE BECAUSE IT WAS FILED MORE THAN 24 MONTHS AGO AND DID NOT SETTLE FOR $10,000 OR MORE**
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.
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Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.