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ERIC DAVID BRANN
CRD#: 2554980
IA
B
MORGAN STANLEYCRD#: 149777 303 International Circle
Hunt Valley, MD 21030
Hunt Valley, MD 21030
0
Disclosures
30
Years of Experience
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State Registrations
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Arizona 6/30/2010
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Michigan 2/11/2025
B
Arkansas 10/9/2018
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Minnesota 7/18/2017
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California 6/30/2010
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Missouri 7/23/2010
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Colorado 3/29/2023
B
Nevada 7/21/2017
B
Connecticut 5/27/2016
B
New Hampshire 4/5/2017
B
Delaware 5/4/2012
B
New Jersey 6/30/2010
B
District of Columbia 7/23/2010
B
New York 6/30/2010
B
Florida 6/30/2010
B
North Carolina 7/14/2010
B
Georgia 7/23/2010
B
Ohio 7/13/2018
B
Hawaii 6/30/2010
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Pennsylvania 6/30/2010
B
Indiana 8/8/2023
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Pennsylvania 2/10/2022
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Iowa 7/23/2010
B
Puerto Rico 3/20/2024
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Kansas 6/29/2018
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South Carolina 10/1/2010
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Louisiana 7/23/2010
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Texas 1/3/2018
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Maine 12/11/2019
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Texas 4/15/2020
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Maryland 6/30/2010
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Vermont 7/5/2022
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Maryland 6/30/2010
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Virginia 6/30/2010
B
Massachusetts 6/30/2010
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Wisconsin 5/3/2012
SRO Registrations
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IA
Registered with this firm since 6/30/2010
B
Registered with this firm since 6/30/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/20/2006 - 07/02/2010 | HUNT VALLEY, MD | |
B | 01/28/1995 - 07/02/2010 | HUNT VALLEY, MD | |
B | 12/02/1994 - 01/28/1995 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.