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MARCUS RAYMOND WATERBURY
MARGERY RUTH WATERBURY
CRD#: 2554618
IA
B
MORGAN STANLEYCRD#: 149777 225 South 6th Street
Minneapolis, MN 55402
Minneapolis, MN 55402
0
Disclosures
30
Years of Experience
View By:
State Registrations
B
Alabama 6/17/2021
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Minnesota 11/19/2013
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Alaska 1/16/2014
B
Missouri 6/1/2009
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Arizona 6/1/2009
B
Nebraska 1/29/2021
B
California 6/1/2009
B
New Jersey 2/24/2017
B
Colorado 6/1/2009
B
New Mexico 1/14/2022
B
Connecticut 6/1/2009
B
New York 6/1/2009
B
District of Columbia 6/1/2009
B
North Carolina 6/1/2009
B
Florida 6/1/2009
B
North Dakota 2/21/2013
B
Georgia 1/10/2020
B
Oregon 1/18/2022
B
Hawaii 1/14/2022
B
Pennsylvania 6/1/2009
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Hawaii 12/17/2024
B
South Carolina 3/20/2023
B
Illinois 2/21/2020
B
South Dakota 6/1/2009
B
Indiana 6/1/2009
B
Texas 6/1/2009
B
Iowa 6/1/2009
IA
Texas 6/1/2009
B
Kansas 4/27/2021
B
Utah 11/5/2018
B
Maine 6/1/2009
B
Virginia 6/1/2009
B
Maryland 6/1/2009
B
Washington 6/1/2009
B
Massachusetts 6/1/2009
B
Wisconsin 6/1/2009
B
Michigan 2/9/2016
B
Wyoming 11/2/2018
B
Minnesota 6/1/2009
SRO Registrations
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B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | MINNEAPOLIS, MN | |
B | 04/02/2007 - 06/01/2009 | MINNEAPOLIS, MN | |
IA | 09/07/2006 - 04/02/2007 | MINNEAPOLIS, MN | |
B | 11/17/1994 - 04/02/2007 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.