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SCOTT ANDREW SHIRLEY
CRD#: 2553846
IA
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BENJAMIN F. EDWARDS & COMPANY, INCORPORATEDCRD#: 146936 1701 4TH STREET
SUITE 101
PERU, IL 61354
SUITE 101
PERU, IL 61354
0
Disclosures
30
Years of Experience
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State Registrations
B
Alabama 6/10/2021
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Massachusetts 8/19/2011
B
Arizona 8/19/2011
B
Michigan 4/26/2018
B
California 8/19/2011
B
Minnesota 3/5/2015
B
Colorado 8/19/2011
B
Missouri 8/19/2011
B
Connecticut 9/30/2020
B
New York 4/18/2018
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District of Columbia 5/12/2022
B
North Carolina 8/19/2011
B
Florida 8/19/2011
B
Ohio 1/2/2013
B
Hawaii 3/9/2015
B
Oklahoma 10/13/2015
B
Illinois 8/19/2011
B
Pennsylvania 8/19/2011
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Illinois 8/19/2011
B
South Carolina 11/27/2018
B
Indiana 8/19/2011
B
Virginia 1/2/2013
B
Iowa 12/10/2015
B
Washington 8/19/2011
B
Kansas 1/25/2013
B
Wisconsin 8/19/2011
SRO Registrations
B
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Registered with this firm since 8/19/2011
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Registered with this firm since 8/19/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/01/2008 - 08/22/2011 | PERU, IL | |
B | 01/01/2008 - 08/22/2011 | PERU, IL | |
B | 12/23/1994 - 01/03/2008 | PERU, IL | |
IA | 08/25/2005 - 01/01/2008 | PERU, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.