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Detailed Report
MAHENDRA KANWAL BIST
CRD#: 2553515
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1753 PINNACLE DR 3RD and 4TH FL
[V1-RBO]
MCLEAN, VA 22102
Registration History
1995200020052010201520202025IAWELLS FARGO ADVISORS (CRD# 19616)2004 - Present (21 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2000 - Present (24 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1994 - 2000 (5 years)
Disclosure(s)
View By:
9/6/2013
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 1/4/2021
B
Pennsylvania 3/5/2020
B
California 1/10/2006
B
South Carolina 5/22/2018
B
Colorado 7/17/2020
B
Tennessee 3/13/2012
B
District of Columbia 10/1/2000
B
Texas 5/5/2022
B
Florida 9/29/2005
IA
Texas 5/5/2022
B
Georgia 1/6/2022
B
Virginia 10/1/2000
B
Maryland 10/1/2000
IA
Virginia 2/9/2004
B
New York 3/5/2020
B
Washington 11/21/2024
B
North Carolina 11/28/2012
B
West Virginia 11/6/2023
IA
North Carolina 12/1/2014
B
Wyoming 10/27/2022

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1753 PINNACLE DR 3RD and 4TH FL [V1-RBO], MCLEAN, VA 22102
ASHBURN, VA
Registered with this firm since 2/9/2004
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1753 PINNACLE DR 3RD and 4TH FL [V1-RBO], MCLEAN, VA 22102
ASHBURN, VA
Registered with this firm since 10/1/2000
Previous Registration(s)
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B
 11/16/1994 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.