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DANIEL PENA LAWSON
DANIEL LAWSON
CRD#: 2553423
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 Citi Wealth Management, Supervision
100 Citibank Dr, Bldg 2
San Antonio, TX 78245
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2013 (6 years)2 FIRMS2013 - 2014 (1 year)2 FIRMS2014 - Present (10 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)2005 - 2007 (1 year)BROSENTHAL GLOBAL SECURITIES LLC (CRD# 19721)2003 - 2005 (1 year)BROSENTHAL COLLINS SECURITIES, ... (CRD# 41915)1999 - 2001 (2 years)
License(s)

State Registrations

B
Alabama 2/12/2015

B
Nebraska 2/12/2015

B
Alaska 2/12/2015

B
Nevada 2/12/2015

B
Arizona 2/12/2015

B
New Hampshire 2/12/2015

B
Arkansas 2/12/2015

B
New Jersey 2/12/2015

B
California 2/12/2015

B
New Mexico 2/12/2015

B
Colorado 2/12/2015

B
New York 2/12/2015

B
Connecticut 2/12/2015

B
North Carolina 2/12/2015

B
Delaware 2/12/2015

B
North Dakota 2/12/2015

B
District of Columbia 2/12/2015

B
Ohio 2/12/2015

B
Florida 2/12/2015

B
Oklahoma 2/12/2015

B
Georgia 2/12/2015

B
Oregon 2/12/2015

B
Hawaii 2/12/2015

B
Pennsylvania 2/12/2015

B
Idaho 2/12/2015

B
Puerto Rico 2/12/2015

B
Illinois 2/12/2015

B
Rhode Island 2/12/2015

B
Indiana 2/12/2015

B
South Carolina 2/12/2015

B
Iowa 2/12/2015

B
South Dakota 2/12/2015

B
Kansas 2/12/2015

B
Tennessee 2/12/2015

B
Kentucky 2/12/2015

B
Texas 8/11/2014

B
Louisiana 2/12/2015

IA
Texas 8/11/2014

B
Maine 2/12/2015

B
Utah 2/12/2015

B
Maryland 2/12/2015

B
Vermont 2/12/2015

B
Massachusetts 2/12/2015

B
Virgin Islands 2/12/2015

B
Michigan 2/12/2015

B
Virginia 2/12/2015

B
Minnesota 2/12/2015

B
Washington 2/12/2015

B
Mississippi 2/12/2015

B
West Virginia 2/12/2015

B
Missouri 2/12/2015

B
Wisconsin 2/12/2015

B
Montana 2/12/2015

B
Wyoming 2/12/2015

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
Citi Wealth Management, Supervision 100 Citibank Dr, Bldg 2, San Antonio, TX 78245
San Antonio, TX
Registered with this firm since 8/11/2014

B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
Citi Wealth Management, Supervision 100 Citibank Dr, Bldg 2, San Antonio, TX 78245
San Antonio, TX
Registered with this firm since 8/11/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/30/2013 - 08/11/2014 MORGAN STANLEY (CRD#:149777) SAN ANTONIO, TX
B
05/30/2013 - 08/11/2014 MORGAN STANLEY (CRD#:149777) SAN ANTONIO, TX
IA
04/20/2007 - 06/03/2013 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN ANTONIO, TX
B
03/01/2007 - 06/03/2013 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN ANTONIO, TX
B
07/12/2005 - 03/09/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) SAN ANTONIO, TX
B
11/05/2003 - 06/14/2005 ROSENTHAL GLOBAL SECURITIES LLC (CRD#:19721) CHICAGO, IL
B
05/11/1999 - 11/09/2001 ROSENTHAL COLLINS SECURITIES, L.L.C (CRD#:41915) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.