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GREGORY THOMAS FOOS
CRD#: 2552736
IA
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J.P. MORGAN SECURITIES LLCCRD#: 79 825 CAPITOL WAY S
OLYMPIA, WA 98501
OLYMPIA, WA 98501
0
Disclosures
29
Years of Experience
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State Registrations
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Alabama 4/11/2018
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Nevada 4/11/2018
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Alaska 4/11/2018
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New Hampshire 4/11/2018
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Arizona 4/11/2018
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New Jersey 4/11/2018
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Arkansas 4/11/2018
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New Mexico 4/11/2018
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California 4/11/2018
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New York 4/11/2018
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Colorado 4/11/2018
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New York 5/3/2021
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Colorado 9/11/2020
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North Carolina 4/11/2018
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Connecticut 4/11/2018
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North Dakota 4/11/2018
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Delaware 4/11/2018
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Ohio 4/11/2018
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District of Columbia 4/11/2018
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Ohio 1/27/2022
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Florida 4/11/2018
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Oklahoma 4/11/2018
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Georgia 4/11/2018
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Oregon 4/11/2018
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Hawaii 4/11/2018
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Pennsylvania 4/11/2018
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Idaho 4/11/2018
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Puerto Rico 4/11/2018
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Illinois 4/11/2018
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Rhode Island 4/11/2018
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Indiana 4/11/2018
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South Carolina 4/11/2018
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Iowa 4/11/2018
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South Dakota 4/11/2018
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Kansas 4/11/2018
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Tennessee 4/11/2018
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Kentucky 4/11/2018
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Texas 4/11/2018
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Louisiana 4/11/2018
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Texas 4/17/2018
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Maine 4/11/2018
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Utah 4/11/2018
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Maryland 4/11/2018
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Vermont 4/11/2018
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Massachusetts 4/11/2018
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Virgin Islands 1/16/2019
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Michigan 4/11/2018
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Virginia 4/11/2018
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Minnesota 4/11/2018
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Washington 3/31/2014
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Mississippi 4/11/2018
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Washington 3/31/2014
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Missouri 4/11/2018
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West Virginia 4/11/2018
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Montana 4/11/2018
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Wisconsin 4/11/2018
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Nebraska 4/11/2018
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Wyoming 4/11/2018
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 3/31/2014
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Registered with this firm since 3/31/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/11/2006 - 02/25/2014 | SEATTLE, WA | |
B | 08/18/2011 - 02/25/2014 | SEATTLE, WA | |
B | 01/11/2006 - 02/25/2014 | SEATTLE, WA | |
IA | 07/01/1998 - 12/31/2005 | SEATTLE, WA | |
B | 07/12/1999 - 12/31/2005 | BOSTON, MA | |
B | 07/01/1998 - 07/12/1999 | OAKLAND, CA | |
B | 03/13/1996 - 07/01/1998 | SEATTLE, WA | |
B | 04/13/1995 - 02/09/1996 | BURBANK, CA |
SEATTLE, WA
08/18/2011 - 02/25/2014
SEATTLE, WA
01/11/2006 - 02/25/2014
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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