View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
th hidden text | th hidden text | Name | Location |
---|---|---|---|
IA | 03/31/2015 - 06/08/2021 | Rio Rancho, NM | |
B | 03/26/2015 - 06/08/2021 | Rio Rancho, NM | |
B | 06/14/2013 - 03/16/2015 | ALBUQUERQUE, NM | |
IA | 02/07/2011 - 05/17/2013 | ALBUQUERQUE, NM | |
B | 01/21/2011 - 05/17/2013 | ALBUQUERQUE, NM | |
IA | 07/19/2010 - 01/31/2011 | ALBUQUERQUE, NM | |
B | 07/21/2010 - 01/31/2011 | ALBUQUERQUE, NM | |
B | 08/26/2009 - 02/26/2010 | BERNALILLO, NM | |
IA | 10/23/2002 - 04/17/2009 | SANTA FE, NM | |
B | 08/23/2002 - 04/17/2009 | SANTA FE, NM | |
IA | 08/02/1999 - 09/25/2002 | SANTA FE, NM | |
B | 02/16/1999 - 09/25/2002 | NEW YORK, NY | |
B | 11/21/1994 - 03/30/1998 | SOMERSET, NJ |