• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
KIMBERLY M MARRIOTT
KIMBERLY LOCKENMEYER, KIMBERLY MEG MARRIOTT
CRD#: 2551060
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 800 GREEN VALLEY RD
GREENSBORO, NC 27408
Registration History
199820002002200420062008201020122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2002 - Present (22 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - Present (27 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1997 - 1997 (<1 year)
License(s)

State Registrations

B
California 12/4/2008

B
New York 12/4/2008

B
Colorado 10/16/2023

B
North Carolina 7/18/1997

B
Florida 12/4/2008

IA
North Carolina 7/25/2002

B
Georgia 12/4/2008

B
Pennsylvania 12/4/2008

B
Idaho 2/22/2011

B
South Carolina 12/4/2008

B
Indiana 12/4/2008

B
Tennessee 11/24/2009

B
Iowa 8/31/2017

B
Texas 12/4/2008

B
Louisiana 12/4/2008

IA
Texas 12/5/2008

B
Maryland 6/14/2024

B
Virginia 7/18/1997

B
New Jersey 12/4/2008

B
Washington 3/16/2010

IA
New Jersey 11/30/2020

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 GREEN VALLEY RD, GREENSBORO, NC 27408
Registered with this firm since 7/25/2002

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 GREEN VALLEY RD, GREENSBORO, NC 27408
Registered with this firm since 7/1/1997

Previous Registration(s)
th hidden textth hidden textNameLocation
B
05/28/1997 - 07/07/1997 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.