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RONALD ERIC BOCK
ERIC BOCK, R ERIC BOCK
CRD#: 2550761
IA
B
EAGLE STRATEGIES LLCCRD#: 110826 2831 RINGLING BLVD
SUITE C-109
SARASOTA, FL 34237
SUITE C-109
SARASOTA, FL 34237
NYLIFE SECURITIES LLCCRD#: 5167 2831 RINGLING BLVD
SUITE C-109
SARASOTA, FL 34237
SUITE C-109
SARASOTA, FL 34237
0
Disclosures
30
Years of Experience
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State Registrations
B
Arkansas 10/8/2024
B
North Carolina 1/25/2016
B
Colorado 4/10/2007
B
Ohio 5/6/2013
B
Florida 2/27/1996
B
Pennsylvania 2/22/2021
IA
Florida 5/10/1999
B
South Carolina 1/22/2025
B
Georgia 2/25/2015
B
Tennessee 5/2/2023
B
Montana 2/6/2024
B
Texas 1/29/2025
B
New York 2/19/2016
IA
Texas 1/30/2025
SRO Registrations
B
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IA
Registered with this firm since 5/10/1999
B
Registered with this firm since 2/21/1996
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/06/1995 - 01/29/1996 | DES MOINES, IA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.