Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Kashim MARCUS Skeete
CRD#: 2550658
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 AURORA, IL
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2004 (4 years)2 FIRMS2004 - 2009 (5 years)2 FIRMS2009 - 2014 (5 years)2 FIRMS2015 - Present (10 years)
Disclosure(s)
View By:
6/9/2009
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 1/12/2015
B
Missouri 1/5/2015
B
Florida 1/6/2015
B
New Jersey 1/5/2015
IA
Illinois 1/2/2015
B
New York 1/5/2015
B
Illinois 1/5/2015
B
Ohio 12/11/2017
B
Indiana 1/9/2015
B
Tennessee 1/7/2015
B
Kansas 1/6/2015
IA
Texas 1/6/2015
B
Michigan 1/6/2015
B
Texas 1/14/2015
B
Minnesota 1/5/2015

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
AURORA, IL
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 1/2/2015
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
AURORA, IL
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 1/2/2015
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/23/2009 - 10/07/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHICAGO, IL
B
 10/23/2009 - 10/07/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHICAGO, IL
IA
 05/21/2004 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) KANSAS CITY, MO
B
 05/21/2004 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) KANSAS CITY, MO
IA
 02/03/2000 - 05/25/2004 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) SAN ANTONIO, TX
B
 01/06/2000 - 05/25/2004 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.