Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
RICHARD LAWRENCE HOOVER
CRD#: 2550475
IA
B
OSAIC WEALTH, INC.CRD#: 23131 2920 SOUTH JONES BOULEVARD
SUITE 110 - A
LAS VEGAS, NV 89146
SUITE 110 - A
LAS VEGAS, NV 89146
0
Disclosures
30
Years of Experience
View By:
State Registrations
B
Alabama 9/1/2023
B
Missouri 9/1/2023
B
Alaska 10/18/2024
B
Montana 9/1/2023
B
Arizona 9/1/2023
B
Nebraska 9/1/2023
B
Arkansas 9/1/2023
B
Nevada 9/1/2023
B
California 9/1/2023
IA
Nevada 9/1/2023
IA
California 9/1/2023
B
New Hampshire 3/12/2024
B
Colorado 9/1/2023
IA
New Hampshire 3/15/2024
B
Connecticut 3/27/2024
B
New Mexico 9/1/2023
IA
Connecticut 3/27/2024
IA
New Mexico 9/1/2023
B
Florida 9/1/2023
B
New York 9/1/2023
B
Georgia 9/1/2023
B
North Carolina 9/1/2023
IA
Georgia 9/1/2023
B
North Dakota 9/1/2023
B
Hawaii 9/1/2023
B
Ohio 9/1/2023
B
Idaho 9/1/2023
B
Oklahoma 9/1/2023
B
Illinois 9/1/2023
B
Oregon 9/1/2023
B
Indiana 9/1/2023
B
Pennsylvania 9/1/2023
IA
Indiana 9/1/2023
B
Rhode Island 9/1/2023
B
Iowa 9/1/2023
B
South Dakota 9/1/2023
B
Kansas 9/1/2023
IA
South Dakota 12/5/2024
B
Kentucky 9/1/2023
B
Tennessee 9/1/2023
B
Maine 9/1/2023
B
Texas 9/1/2023
B
Massachusetts 9/1/2023
IA
Texas 9/1/2023
IA
Massachusetts 6/25/2024
B
Utah 9/1/2023
B
Michigan 9/1/2023
B
Virginia 9/1/2023
IA
Michigan 9/1/2023
B
Washington 9/1/2023
B
Minnesota 9/1/2023
B
Wisconsin 9/1/2023
B
Mississippi 9/1/2023
IA
Wisconsin 9/1/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 9/1/2023
B
Registered with this firm since 9/1/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/31/2008 - 09/01/2023 | LAS VEGAS, NV | |
B | 10/31/2008 - 09/01/2023 | LAS VEGAS, NV | |
IA | 03/22/2001 - 10/31/2008 | LAS VEGAS, NV | |
B | 10/01/2002 - 10/31/2008 | LAS VEGAS, NV | |
B | 01/04/1995 - 10/01/2002 | HOUSTON, TX |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.